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Securities and Exchange Commission v. Gerasimowicz et al
Case Number:
1:14-mc-00030
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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September 12, 2014
SEC Asks Court To Enforce Ex-Hedge Fund Chief's $5M Fine
The U.S. Securities and Exchange Commission has asked a New York federal court to enforce a judgment ordering a former hedge fund manager to fork over $5.1 million in disgorgement and fines owed for securities law violations.
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March 25, 2014
NY Hedge Fund Manager Can't Skip Out On $5M SEC Fine
A New York federal judge on Tuesday ordered a former asset manager accused of swindling his clients to pay a U.S. Securities and Exchange Commission-recommended $5.1 million in disgorgement and fines.