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Securities And Exchange Commission v. Posey
Case Number:
1:14-cv-00664
Court:
Nature of Suit:
Judge:
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April 02, 2014
Ex-Carter's VP Accepts Ban For Insider Trading
A former executive at children's clothing company Carter's Inc. has accepted an injunction requiring him to pay more than $50,000 and banning him from high-level work at publicly traded companies, according to documents filed Wednesday by the U.S. Securities and Exchange Commission in Georgia federal court.
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March 07, 2014
SEC Hits Ex-Carter's Inc. VP With Insider Trading Suit
The U.S. Securities and Exchange Commission filed a lawsuit Friday in Georgia federal court accusing a former high-ranking executive at children's clothing company Carter's Inc. of insider trading and tipping violations.