Overall
Key cases
Industries
Intellectual Property
Labor & Employment
Corporate
Practice Areas
Financial Industry Regulatory Authority
Data on cases, clients, outside counsel and individual attorneys collected from active federal civil cases. Reflects only recently published court data; not intended to be exhaustive. Not responsible for errors in court dockets.
News (1185)
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May 23, 2013
Former Stockbroker Seeks Bail In 'Rebecca' Con Case
... suit against Hotton in New York state court. The Financial Industry Regulatory Authority...
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May 23, 2013
SIPC Moves To Wind Down NY Brokerage Accused Of Fraud
...360.com/articles/397077">disciplinary action from the Financial Industry Regulatory Authority accusing TWS owner Roman Sledziejowski of fraud...
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May 23, 2013
Q&A With Dykema's Jonathan Feld
... Financial Industry Regulatory Authority, the U.S. Food and Drug Administration and other regulatory agencies...
Cases (265)
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April 5, 2013 | Nevada | Added April 5, 2013 Bancorp International Group et al v. Financial Industry Regulatory Authority, Inc. et al
Securities/Commodities
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March 8, 2013 | Arizona | Added March 8, 2013 Investment Services Corporation v. Financial Industry Regulatory Authority Incorporated et al
890(Other Statutes: Other Statutory Actions)
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February 21, 2013 | New Jersey | Added February 22, 2013 MENSACK v. MORGAN STANLEY SMITH BARNEY LLC et al
442(Civil Rights: Jobs)
- 262 additional result(s)
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