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Securities/Commodities | New York Southern
Certificate of Service Other
CERTIFICATE OF SERVICE. Document filed by Northwest Biotherapeutics, Inc...(Bernstein, Andrew)
Letter
LETTER addressed to Magistrate Judge Gary Stein from Stephen W. Tountas dated September 16, 2026 re: Response to Defendants' September 9, 2026 Letter [Dkt. 341]. Document filed by Northwest Biotherapeutics, Inc.. (Attachments: # 1 Exhibit 1 - Interrogatories to Citadel, # 2 Exhibit 2 - SEC Staff Report on Algorithmic Trading, # 3 Exhibit 3 - RFPs to Defendants, # 4 Exhibit 4 - SEC Report Equity Market Structure, # 5 Exhibit 5 - Citadel 2020 FINRA Letter of Acceptance, Waiver, and Consent, # 6 Exhibit 6 - 01.13.2017 SEC Order re Internalization, # 7 Exhibit 7 - 01.13.2017 SEC Order, # 8 Exhibit 8 - 01.13.2017 SEC Press Release, # 9 Exhibit 9 - Instinet website, # 10 Exhibit 10 - Instinet Smart Order Routing).(Tountas, Stephen)
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