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DOL Floats Changes To Prohibited Transaction Exemption

By Kellie Mejdrich (July 26, 2022, 3:55 PM EDT) -- The U.S. Department of Labor said Tuesday it wants to make clear to retirement plan managers that certain criminal convictions will disqualify financial firms and individuals from receiving a prohibited transaction exemption under ERISA, regardless of whether the convictions occurred in foreign or domestic jurisdictions....

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