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Securities Firm WR Rice, Owner Facing FINRA Fraud Complaint

By Megan Stride (November 5, 2012, 4:42 PM EST) -- The Financial Industry Regulatory Authority's enforcement division revealed Monday that it is demanding a temporary cease-and-desist order against WR Rice Financial Services Inc. and its owner over allegations that they fraudulently sold interests in related companies and used investor assets as unsecured loans....

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