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Expert Analysis

Assessing SEC's New Reporting Requirements For Funds

Law360, New York (June 29, 2015, 10:33 AM EDT) -- On May 20, 2015, the U.S. Securities and Exchange Commission proposed rules, forms and amendments under the Investment Company Act of 1940 and related regulations (together, the "proposed amendments") that would impose new and expanded disclosure and reporting obligations on registered investment companies.[1] The proposed amendments are part of an effort to capture key information about funds' investment practices on a more frequent basis and in a format that better enables the SEC staff to aggregate and analyze the data....

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