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CFTC Clarifies CCO Oversight Of Swaps Reporting

By Tom Zanki (July 26, 2016, 8:54 PM EDT) -- The Commodity Futures Trading Commission clarified reporting duties for chief compliance officers for swaps dealers and other entities Monday, saying additional dialogue with senior management is permissible so long as it does not replace the CCO's obligation to inform the company's board of directors or senior officer....

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