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Analysis

DC Circ. Decision Highlights SEC's Oversight Tightrope

By Carmen Germaine (August 9, 2017, 11:01 PM EDT) -- After a highly critical D.C. Circuit decision Tuesday found the U.S. Securities and Exchange Commission "abdicated" its responsibility to review a capital plan submitted by the Options Clearing Corp., experts said the agency will need to step up its oversight of the organizations that handle swaths of the financial system, even as that oversight becomes more difficult....

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