Try our Advanced Search for more refined results

Expert Analysis

5 Takeaways From SEC's Filing Violation Sweep

Law360, New York (September 18, 2014, 10:08 AM EDT) -- The U.S. Securities and Exchange Commission last week announced a mass action against 34 defendants for alleged violations of federal securities laws regarding reporting of stock holdings. As The Wall Street Journal reported, the action "is part of the 'broken windows' strategy" — i.e., where "even the smallest infractions" are pursued — announced by SEC Chairwoman Mary Jo White in 2013....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!