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Expert Analysis

What The SEC Enforcement Stats Really Tell Us

Law360, New York (March 3, 2015, 4:44 PM EST) -- Each year, the U.S. Securities and Exchange Commission undertakes a familiar exercise. At the close of the fiscal year, senior officials proudly proclaim that the SEC has broken (or nearly broken) previous records for the number of enforcement actions filed by the Division of Enforcement, while simultaneously clarifying that the number of new actions tells only part of the story....

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