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Expert Analysis

SEC Focus On Administrative Proceedings: Midyear Checkup

Law360, New York (May 27, 2015, 10:25 AM EDT) -- Enforcement activity in the first half of fiscal year 2015 indicates that the U.S. Securities and Exchange Commission is on track for another strong year of new enforcement actions filed. The SEC continues to bring the vast majority of its enforcement cases as commission administrative proceedings before administrative law judges, a venue that has received intensifying scrutiny for allegedly favoring the SEC. In the past two years, the SEC has increased its use of administrative proceedings for many areas the commission designates "high priority."...

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