SEC Mulls Schwab Unit's Naked Short-Sale Sanction Appeal
By Ed Beeson ( January 15, 2016, 10:56 PM EST) -- A Charles Schwab Corp. subsidiary and a former customer told the U.S. Securities and Exchange Commission Friday that an agency judge overreached when she found them liable for an alleged naked short-selling scheme and ordered them to pay $8.2 million in sanctions....
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