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Expert Analysis

Apex Fund Case Is A Warning For Fund Administrators

Law360, New York (June 30, 2016, 1:18 PM EDT) -- The U.S. Securities and Exchange Commission recently charged fund administrator Apex Fund Services (US) Inc. with failure to heed red flags and correct faulty accounting by two clients. Apex is a fund administrator based in New Jersey and a subsidiary of Apex Fund Services Holdings Ltd., which is registered in Bermuda. Apex served as fund administrator to two separate advisers who were charged with fraud by the SEC. In connection with the investigations of the advisers, the SEC uncovered evidence that Apex missed or ignored clear indications of fraud and thus contributed to the damage caused to investors....

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