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SEC's Stanford Case A Chance To Clarify Compliance Duties

By Ed Beeson (February 5, 2016, 10:30 PM EST) -- Compliance officers who worry they have an enforcement target on their back may soon get some clarity — and perhaps reassurance — from the U.S. Securities and Exchange Commission when it rules on a case involving convicted Ponzi schemer R. Allen Stanford's former top compliance manager....

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