UK Regulator Fines Locke Lord $655K Over Rogue Solicitor
The U.K. Solicitors Disciplinary Tribunal fined Locke Lord UK LLP £500,000 ($655,000) after the firm conceded that it had failed to supervise a solicitor who engaged in illegitimate financial transactions, according...To view the full article, register now.
Already a subscriber? Click here to view full article