February 08, 2021
National Securities Corp. has settled a proposed class action brought by a former executive who said the broker-dealer fired her for blowing the whistle on the CEO's alleged insider trading, according to a dismissal order filed in New York federal court Monday.
March 19, 2020
National Securities Corp. is urging a New York federal judge to toss a suit brought by a former executive over her termination after blowing the whistle on the CEO for allegedly engaging in insider trading, arguing that the ex-chief compliance officer is simply a "disgruntled former employee" seeking "revenge."
July 09, 2019
A former chief compliance officer with the broker-dealer National Securities Corporation said the company CEO fired her after she uncovered and reported his insider trading, according to a suit filed Monday in New York federal court.