June 23, 2022
A Florida federal judge sentenced a former UBS Financial Services adviser to 6½ years behind bars for stealing $6 million from client accounts under his management, which he spent on extramarital affairs, the U.S. Department of Justice said Thursday.
January 21, 2022
The U.S. Securities and Exchange Commission filed suit Friday against a former investment adviser at UBS Financial Services Inc., alleging that he stole roughly $5.8 million from a long-standing client and spent much of it on various women he was romantically involved with.