3rd Circuit: Broker’s Case Properly Dismissed Due To Failure To Serve FINRA

( January 15, 2026, 8:55 AM EST) -- PHILADELPHIA — A Third Circuit U.S. Court of Appeals panel affirmed a lower court’s dismissal of a securities broker’s suit against the Financial Industry Regulatory Authority (FINRA) for injunctive relief after FINRA filed a disciplinary action against him; the panel found that the lower court lacked personal jurisdiction over the case....