Fund Manager Appeals Dismissal Of Challenge To SEC Administrative Law Proceeding

( June 3, 2025, 1:22 PM EDT) -- WASHINGTON, D.C. — An investment fund manager filed a notice of appeal of a federal judge’s dismissal of his suit challenging the Securities and Exchange Commission’s administrative law proceeding against him as unconstitutional and barred by res judicata; the judge found that the manager’s allegations failed for either lack of subject matter jurisdiction or failure to state a claim....

Attached Documents

Related Sections