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Asset Management - August, 2015
299 articles
- MGM Investors Seek OK For $75M CityCenter Settlement
- SEC Abusing Power, Aspiring Dark Pool Market Tells 8th Circ.
- 7th Circ. Awards Syrian Assets To Some Terror Victims
- 7th Circ. Nixes Win For Voya Insurer In $300M Contract Row
- RadioShack Scheme Gave Control To Hedge Fund, Suit Says
- FinCEN Rule Loops Advisers Into Anti-Laundering Crusade
- Kyle Bass-Affiliated Group Targets Drug Patents For IPR
- SEC's 7th Circ. Win Won't End War On Admin Courts
- Court Says No Evidence Highland Misled Fund Investors
- Futures Watchdog Proposes New Cybersecurity Rules
- SAC Slams Class Cert. Bid In Insider Trading Suit
- Real Estate Rumors: Apollo, Forever 21, BuzzFeed
- Carlyle Drops $98M On Candle Merchant
- SEC Presses 2nd Circ. To Deny 'Big Short' Adviser's Appeal
- Pleasant Lake Launches Hostile Takeover Bid For Chipmaker
- FinCEN Continues Aggressive Anti-Money Laundering Trend
- Rules Of The Road For Directors Serving Two Masters
- Litigation Risk For HFT Facilitators Fades Fast
- 5 Insights From 3M General Counsel Ivan Fong
- Ageas To Sell HK Insurer For $1.4B To China's JD Capital
- Capella Co-Founder Says PE Firm Cut Him Out Of $900M Sale
- The Road Ahead For Kyle Bass's IPRs
- China Huarong Asset Management OK'd For $3B Hong Kong IPO
- Madoff Trustee Defends $213M Clawback Suit Against Legacy
- 'Flash Crash' Trader Can't Stall Extradition Case, Court Says
- Baker Donelson Guides $200M Monmouth REIT Credit Deal
- Reed Smith Adds Former BNY Mellon Counsel In NY
- Brown Rudnick, Foulston Guide $100M Henley-WaterWalk Deal
- An Important Reading Of High Court's Advisory Fee Opinion
- Ex-Running Back Says BB&T Allowed Fraudulent Investments
- 'Flash Boys' Suits Lose Luster After Exchange Case Tossed
- Morgan Stanley Hit With $20M Retaliatory-Firing Suit
- Newman, Chiasson Fight SG's Supreme Court Cert. Bid
- SEC Appeals Latest Loss Over Admin Judges To 2nd Circ.
- REIT Hansteen Pays $160M To Boost Stake In Property Fund
- CFTC Ratchets Up Retail Forex Protections After Swiss Shock
- SEC Official Calls For Transparency On Bank Waivers
- Merck Can't Dodge Fraud Case Over Vytorin Trials
- 5th Circ. Won't Rehear Tax Suit Over $84M Oil Co. Stock
- A Likely Fatal Blow To Republicans' Pay-To-Play Challenge
- Boeing Inks Last-Minute Deal In Class Action Over 401(k)
- BB&T Looks To Tackle NFL Receiver In Negligence Trial
- SEC's 'Regulation A+' Should Get An F, States Tell DC Circ.
- Funds Get Bank Treatment In Anti-Money Laundering Proposal
- Deals Rumor Mill: China Cinda, Quatrro Global, Puerto Rico
- Real Estate Rumors: CIM, US Bank, Multi-Employer Property
- TIAA-CREF Joins Swedish Funds In $4.8B Investment Plan
- Former Co-Head Of Skadden's PE Group Returns To Ashurst
- Investment Banks' Interest Piqued By Stadium Finance
- PTAB Poised To Take Up Hedge Fund Hijinks In Celgene Cases
- BB&T Calls NFLers' Neglience Claims Sour Grapes At Trial
- Pay-To-Play Ruling Sticks Advisers With Tough-To-Follow Rule
- Gupta Again Takes Insider Trading Conviction To 2nd Circ.
- Lehman Can't Sue UK Biz But $41M Swaps Still Fair Game
- IRS, Partnership Throw Final Blows In $33M Land Gift Bout
- 2nd Circ. Says NY Incorrect Venue For Citi Euro Note Suit
- Insys Pharma Targeted By Group With Ties To Kyle Bass
- Kirkland, Gordon Arata Guide $850M Gas Asset Deal
- Europe's AIFMD Passport — And Why It Must Try Harder
- GOP Challenge To SEC Pay-To-Play Rule Nixed By DC Circ.
- Morgan Stanley Hit With $20M Whistleblower Fraud Suit
- SEC Spots Vast Problems In Retail Structured Product Sales
- Tom Clancy's Widow's Trust Not For Estate Taxes, Judge Says
- Madoff Investors Win Approval To Divvy Up $623M Settlement
- 7th Circ. Rejects Bid To Challenge SEC In-House Court
- FINRA Exam Gives Handy Map To Spot Conflicts In Broker Pay
- Hedge Fund Manager Loses IPR Bids Against Acorda
- Ironridge Refused Subpoena For SEC Enforcement Docs
- Charles Schwab Pays $2M FINRA Fine On Net Capital Shortfall
- OSI To Settle 'Naked' TSA Scanner Investor Suit for $15M
- International Energy Can Sue Chinese Co. Over BP Asset Sale
- Law360 Pro Bono All Stars Show Dedication To Helping Others
- SEC's 'RoboCop' Drags Agency Into 21st Century
- 3 DC Circ. Rulings Shaping The SEC's Dodd-Frank Powers
- 20 Firms Show How To Win Big And Do Good
- MoFo, Clifford Chance Aid In MedEquities' Planned $150M IPO
- Receiver Fights To Preserve Winston & Strawn Malpractice Suit
- CFTC Wants $9M From Forex Fraudsters
- Sysco Elects Trian CEO And Partner To Board Of Directors
- SEC Gets Fugitive Ex-VC Exec's Assets Frozen
- Andretti To Sell Stake In Sports Marketing Co. To Settle Suit
- SEC Appeals 2nd In-House Court Setback To 11th Circ.
- Pinterest Inks 150K-Sq-Ft Lease In San Francisco Tech District
- MF Global Creditors To Recover 95% With Final Payout
- China Cinda Drops $1.6B On Beijing Project
- Oaktree Sues Warburg Pincus For Rural/Metro Value Inflation
- 4 Real Estate Crowdfunding Risks For Investors
- Beware False Positives In Statistics-Based SEC Actions
- UBS Investor's State Claims In $11M Loss Preempted: Judge
- Imperva Brass Push Chancery To Ax Claims Over Startup Deal
- SEC Accuses Felon Ex-Accountant Of Breaking Industry Ban
- BNY Mellon Gets OK To Join Revel Energy Supply Dispute
- Ridesharing App GrabTaxi Raises $350M In Latest Round
- SEC Judge Won't Move Admin Case To Ga. For Ironridge
- Challenge To SEC In-House Case Paused Pending Appeal
- Deutsche Gets 2nd Shot At Recouping $30M In Tribune Reorg
- Ares Fund Inks Deal For $442.5M European Office Portfolio
- Top 5 Ways To Help A Law Professional Land A Job
- Citi Pays $15M SEC Fine Over Compliance, Surveillance Flaws
- Real Estate Rumors: SL Green, Lone Star, Ceruzzi
- Citi To Pay Additional $4.5M In NY Fee Refund Deal
- SEC's Dating Advice For Internet Platforms And Its Impact
- SEC's Conflict Minerals Rule Sets Up 1st Amendment Clash
- SEC Strikes Series Of FCPA Firsts With BNY Mellon Deal
- OAS Creditors' BVI Play Raises Judge's Eyebrows
- Deals Rumor Mill: Engie, Motorola Solutions, KIC
- CPPIB Pours $130M Into Malaysia Real Estate JV
- Winston & Strawn, Morgan Lewis Lead $157M Office Financing
- Goldman Slams Addition Of Intervenors In Sex-Bias Action
- Citi Sells Alternative Investment Biz To SS&C In $425M Deal
- Avon Pays $62M To End Investors' FCPA Suit
- Goldman Sachs Investing $150M In India's Piramal Realty
- Jury Clears BNY Unit In $460M Trial Tied To Refco Fraud
- Boxing Manager Aims To KO Promoter's $100M Antitrust Suit
- BNY Mellon To Pay $14.8M To Settle FCPA Internship Case
- SEC Loses Bid To Revive Conflict Minerals Disclosure Rule
- The Compliance Officer Sanctions Debate Heats Up
- Molycorp Judge Says Potential Miller Buckfire Fee Is Too High
- Slim CFTC Staffing Delays Enforcement Reviews, Report Says
- Calif. Adviser CEO Ordered To Pay $2.6M For Shorting Clients
- Citi, Paul Weiss Take Sting Out Of SEC's $180M Settlement
- AIG Says Pimco's Calif. Suit Is Time-Barred Under IndyMac
- Hedge Fund Mgr. Acquitted In Carter's Insider Trading Case
- Hogan Lovells Adds Former Acting US Atty In LA
- Madoff Trustee Fights Dismissal Of Feeder Clawback Suit
- Barnes & Thornburg Want Duplicative Malpractice Suit Nixed
- DOJ Investigating Citigroup's Ties To Mexican Billionaire
- OMERS Closes $199M VC Fund To Invest In Canadian Tech
- Brookfield Bids $8.8B For Australian Freight Co. Asciano
- Plains Faces Securities Suit Over Calif. Pipeline Spill
- How Much Money Does It Take To Make A Lawyer Happy?
- ATP Oil Execs Again Slip Suit Over $1.5B Note Exchange
- Fried Frank Aids SL Green In $141M Refi On NYC Tower
- Water-Pump Maker Pentair To Buy Erico In $1.8B Deal
- The Citco Settlement And What Lies Ahead For PwC
- Success Trade To Pay $27M To Settle SEC Ponzi Allegations
- Citi Units To Pay $180M To Settle Hedge Fund Fraud Charges
- Tilton, SEC Spar In 2nd Circ. Over Agency's In-House Court
- CFTC Wins Injunction Against Accused 'Flash Crash' Firm
- Supreme Court Urged To End Circuit Splits Over ERISA
- Investors Settle Appraisal Of Zale Shares After Signet Deal
- Sandell Says Ethan Allen Is Trying To Stop Board Shakeup
- UBS Pays FINRA Fine After Muni Bond Tax Surprise
- Blank Check Co. IPOs Rise As Low Risk Level Draws Investors
- Deals Rumor Mill: GE, China Investment Corp., Bwin.Party
- Norton Rose Atty Tapped Vice Chair Of Canada Market Agency
- Jones Lang To Pick Up Mortgage Lender For $260M
- TD Bank To Get $10M Up Front In Rothstein Trustee Deal
- Simpson Thacher, Fried Frank Guide $410M Queens Deal
- CFTC Commissioner Mark Wetjen To Resign
- Mediation — Panacea Or Placebo?
- History Says Newman Is Faithful To Dirks
- Taxation With Representation: Munger, Cravath, Shearman
- China Financial Regulators Should Share Info More, FSB Says
- SAC's Martoma Seeks 2nd Circ. Delay Until Newman Decided
- SEC To Review Investment Adviser's In-House Court Win
- Fla. Investment Adviser Cops To $9M Facebook Stock Fraud
- SEC's $20M Muni Bond Case Puts Pressure On Pricy Markups
- $272M Deal In Goldman RMBS Saga Hits Judge's Desk
- CFTC Grants Temporary Relief To Overseas Swap Dealers
- IRS Says Sen. Paul Lacks Standing In Foreign Tax Info Suit
- Ex-Santander Exec. Hit Again With SEC Insider Trading Claims
- 2nd Circ. Won't Rehear Closely Watched Midland Rate Case
- DLA Piper Reps Cornerstone On $270M Wall St. Purchase
- Caesars Judge Puts Brakes On Bondholders' Vote-Buying Suit
- SEC Hits Edward Jones For $20M For Muni Bond Overcharges
- Ex-JPMorgan Banker's Dad Cops To Insider Trading Scheme
- Secret Prosecutions And The Erosion Of Justice
- Argentina Sanctioned For Keeping Asset Info From Creditors
- Citco To Pay $125M To Exit Madoff Feeder Suit
- Record Dark Pool Fine Shows Risks Of Business Experiments
- North Hills Fraudster Mark Bloom Gets 3 Years In Prison
- SEC Administrative Court Has A Constitutionality Problem
- REIT Xenia Hotels Drops $136M On Boston Luxury Hotel
- SEC Settles With Fund Manager Convicted In Petters Ponzi
- SEC Gets Ex-Oil Exec's Assets Frozen In $68M EB-5 Row
- TIAA-CREF Pays $190M For Stake In Boston-Area Property
- Tax Plans To Eliminate Interest Deductions Miss The Mark
- Tax Court Asked To Revive 401(k) Plan DQ'd For Slow Payouts
- Real Estate Rumors: Paulson, Centrum, Hoffman
- SEC Admin Judges 'Likely Unconstitutional', NY Judge Says
- ITG Hit With Record $20.3M SEC Fine Over Misused Client Data
- Dechert Fights Bottle Maker's $80M Suit Over Ch. 11 Exec. Pay
- Bondholders Claim Caesars Buying Votes For Ch. 11 Plan
- Insider Trading Hack Exposes Big Hole In Security Plans
- Deutsche Bank Investors Want 2nd Shot Under Omnicare
- Deals Rumor Mill: CDK Global, Pearson, ConocoPhillips
- Puerto Rico Water Agency To Offer $750M In Revenue Bonds
- Investment Adviser WPN Ordered To Pay $15M In ERISA Suit
- Activist Pushes Newcastle To Buy Back Shares Or Sell Itself
- DC Circ. Denies Fund's Bid To Overturn SEC Accounting Order
- Kingate Can't Duck $825M Madoff Clawback Suit
- Hersha Hospitality Scores $300M Loan For Debt Refinancing
- Carlyle-Led Group Inks $8B Deal For Symantec's Veritas Biz
- US Charges 9 In Brazen Hacking, Insider Trading Scheme
- Citigroup To Pay $13.5M To End CSO Hedge Fund Suit
- Court OKs $36M Settlement By Northern Trust In ERISA Suit
- Goldman Says It Made No Misrepresentations In MBS Deal
- 3rd Circ. Says Standing Is Uncertain In New Century Fight
- Sen. Warren Raises Concerns Over Banks' Messaging System
- Goldman Sachs Must Wait To Depose Sex Bias Intervenors
- SEC Plans To Move Forward On Ex-S&P Exec's In-House Trial
- Genworth Hit With Derivative Suit Amid Deception Claims
- Investor Advocates Blast Arbitration In DOL Fiduciary Rule
- McCarter, Sidley Guide $81M Real Estate Portfolio Refinancing
- Christie Vetoes $300M NJ Pension Prepayment
- SEC's Aguilar Calls For Clearer Enforcement Orders
- How To Pick The Best Investment Bank For Your IPO
- NY Judge Refuses To Toss $230M Russian Tax Fraud Case
- ADT Investors Appeal Stock Repurchase Suit To 11th Circ.
- 2nd Circ. Raps Argentina Bond Row Judge For Flouting Ruling
- Kirkland, Jones Day Guide CareTrust REIT's $175M Offering
- Real Estate Rumors: Berlusconi, Vornado, AC Hotel
- SEC Fines Guggenheim $20M Over Exec's Undisclosed Loan
- TPG Real Estate Buys European Developer TriGranit For $2.7B
- O'Melveny Lures Back Funds Pro From Mishcon De Reya
- SEC Inspector General Probes In-House Judge Bias Charges
- Northern Property And True North Merge To Form $3B REIT
- Wachtell Lipton Guides Mallinckrodt In $1.33B Therakos Buy
- SEC's Friendly Fire Against CCOs — And How To Avoid It
- Berkshire Hathaway Inks $37.2B Deal For Precision Castparts
- SEC Helps Venture Capital Firms Enter The Internet Era
- Ex-Oil Exec Says She Was Unaware Of Losses In EB-5 Row
- NFL Players Get Count Restored In Suit Against BB&T
- Marathon Hearings May Bring Changes To DOL Fiduciary Rule
- Deals Rumor Mill: Capital One, Annabel Insurance, Dalian
- Madoff Trustee Says Accountant Owes $20M For Aiding Fraud
- Luca Oil Co. Hit With $748M Investor Breach Of Contract Suit
- A&P Creditors Object To $100M Bankruptcy Financing
- GT Capital Nabs 23% Stake In Philippine Low-Cost Housing Co.
- 5 Ways To Keep Athletes Off Of The Financial Disabled List
- Ex-Goldman Exec In $50M Laundering Rap Blames Husband
- Taxation With Representation: Ropes, Davis, Shearman
- Neustar Inks $2.6M Deal To End Investors' FCC Contract Row
- Brown Rudnick Adds Hedge Fund Veteran As NY Partner
- Newman Not An Ideal Case For Defining Tippee Liability
- Goldman Sachs Wants Two Sex-Bias Suit Intervenors Deposed
- RMBS Investors Say Wells Fargo, Deutsche Still On Hook
- SEC Judge May Temper Agency Focus On Compliance Pros
- 11th Circ. Vacates Sentence Of Convicted Stockbroker
- Gardere Nabs Ex-Locke Lord Litigator Who Served Gov. Perry
- SEC Dings Ex-Compliance Chief Over Spotty Work
- 7th Circ. Apologizes For Losing Track Of Case For 5 Years
- Ex-Fund Manager Gets 4 Months For Obstructing SEC Probe
- Vereit Aims To Shed $2.2B In Property After Scandal
- K&L Gates Nabs Financial Pro From Pepper Hamilton
- Winston & Strawn Wins Stay In $107M Malpractice Suit
- CFTC Fines Morgan Stanley Over Dodd-Frank Violation
- Samsung Activist Cuts Stake As $8B Cheil Deal Goes Unabated
- Ackman Builds Up $5.6B Stake In Snack Maker Mondelez
- PE Firm American Capital Creates $450M CLO Equity Fund
- Looking Closer At The Pay Ratio Rule — And How To Comply
- Gupta's Insider Trading Loss Not Up For Debate, Rakoff Rules
- SEC Pay Ratio Rule Appears Bound For Courtroom Showdown
- Ratings Agencies Off Hook In Bear Stearns Fund Suit
- SEC Judge Won't Sanction Ex-Wells Fargo Compliance Officer
- NY Court Says Investors' Tax Fight With LIRR Is Time-Barred
- Schulte Picks Up Private Equity Pro From Sutherland
- SEC Passes New Swap Dealer Registration Rules
- 2 Challenges To SEC In-House Courts Backed By Ga. Judge
- Federal Marijuana Law Vs. Calif. Institutional Investors
- Morgan Stanley Rakes In $1.7B For Global Real Estate Fund
- On Deck Accused Of Misleading Investors In $230M IPO
- Divided SEC Passes Controversial CEO Pay-Ratio Rule
- Caesars Bankruptcy Investigator To Scrutinize $30B Buyout
- Proposed IRS Regulations Threaten Management Fee Waivers
- Pimco Founder's Parental Advice Wasn't Illegal, Judge Says
- Morgan Keegan Asks 11th Circ. To Reinstate Arbitration Award
- Hedge Fund Can't Shake Arbitration Award With Ex-Counsel
- Trader Leans On Rakoff Ruling In Insider Trading Defense
- Caesars To Wait 2 Months To Argue Parent Company's Fate
- Deals Rumor Mill: Soros, Lagunitas, Monsanto
- Ex-Player Says Disability Came From NFL In Benefit Row
- Ex-State Street Execs Blast SEC's Shifting Push For Sanctions
- Northstar Commercial Launches $300M PE Real Estate Fund
- MSRB Eyes Changes To Market Transparency Plan
- SEC's Gallagher Blames Dodd-Frank For Politicizing Agency
- 9th Circ. Revives $89M Tax Fight Tied To Broadcom Founder
- Ropes & Gray Adds Finance Pro From Weil Gotshal
- GE Slips Suit Alleging Role In $3.6B Petters Ponzi Plot
- CPPIB Forms JV For Stake In $449M Medical Offices
- Winston & Strawn Wants Freeze On $107M Malpractice Suit
- SEC Hits Pimco With Wells Notice Over Fund Valuations
- Puerto Rico Misses Bond Payment, Defaults
- SEC Won't Back Down After Latest In-House Court Setback
- Deals Rumor Mill: Petco, BASF, Syngenta, Third Point, Suzuki
- NFL Retirement Board, Ex-Player Seek Fast Win In Benefit Row
- Tax Court Disallows Deduction Related To Ponzi Scheme
- Aussie Investment Firm Raises $800M For Infrastructure Fund
- Hedge Funds Hit NJ Auditor With $75M Malpractice Suit
- Gov't Says Gupta Can't Appeal Latest Insider Trading Defeat
- American Realty Hit With Another Accounting Scandal Suit
- Real Estate Rumors: Simplex, Shanghai, Restoration Hardware
- Wilson Sonsini Snags 2 Corp. Partners From K&L Gates
- $235M Citi, Goldman, UBS Settlement Approved In MBS Case
- London Developer Pays $858M For Pair Of South Bank Towers
- Deals Adviser Houlihan Lokey Sets Terms For $313M IPO
- China Freezes Citadel Account Amid Automatic Trading Probe
- PartnerRe Agrees To Exor's $6.9B Takeover, Spurns Axis Offer