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Asset Management - October, 2015
316 articles
- Wachtell Says CVR Undercut Own Bid To Save Malpractice Suit
- Here's How 22 Firms Connect To The Top 11 REIT Deals
- Bridgepoint To Pay $15.5M To Resolve Shareholder Suit
- Simpson Thacher, JPMorgan Ditch Suits Over $1.5B GM Loan
- Crowdfunding May Struggle Under New SEC Rules
- SEC 'Victim' Mark Cuban Can Join ALJ Fight, 11th Circ. Says
- JPMorgan Fights To Keep $8.6B Lehman Suit In Federal Court
- Argentina, Cleary Say Hedge Funds Want Privileged Docs
- SIFMA Backs Nomura, RBS On $806M Appeal At 2nd Circ.
- Fed's Plan To End Too Big To Fail Needs Vigilance To Work
- Newman Makes Bharara's October A Month To Forget
- FINRA Says Top Job Will Turn Over Next Year
- Ex-Intel Worker Cries Foul Over Retirement Plan Investments
- Fed Would Require Long-Term Debt In Bank Bail-In Proposal
- Split SEC Finalizes Crowdfunding Rules
- Mass. Adviser Admits Hawking Sham Facebook, Twitter Stock
- Dodd-Frank 2.0 — The Clinton Plan For Financial Regulation
- Adams & Reese, Others Settle Stanford Ponzi Scheme Suits
- F-Squared Ch. 11 Plan Docs Show $2B In Lodged Claims
- Real Estate Rumors: Broadcom, Fairfield, Paramount
- MoFo Aids Aetos Capital In $1.3B Sale Of Simplex
- Quiksilver's $175M Ch. 11 Financing Gets Final Approval
- New OECD Principles Aim To Boost Asia's Capital Markets
- 5 Do's & Don'ts For Crafting M&A Deals In Hot REIT Market
- Brookfield Sells Stake In $8.6B NYC Project To Qatari Co.
- Kirkland Dodges DQ Bid By Caesars' Creditors, For Now
- Wealth Management For Attorneys
- 5 Keys For Attys Navigating The New Crowdfunding Rules
- 5 Ways Your Ego Is Killing Your Career
- Barclays Investors Say 'Dark Pool' Probe Docs Off Limits
- Activist Elliott Turns Attention To Struggling Cabela's
- Fund Founder Can't Nix $4.2M Judgment Over Alleged Scam
- Real Estate Rumors: NY Mets Co-Owners, Darden, Klein Group
- Keppel DC REIT Drops $92M On Germany Data Center
- Legacy Capital Wants $213M Madoff Clawback Suit Gutted
- Canadian Market Watchdog Proposes Whistleblower Bounties
- Lessons From SEC's Latest Private Fund Fee Disclosure Action
- Kramer Levin Adds Ex-Dechert Investment Fund Partner In NY
- Ex-Rabobank Boss Grilled On Messages Seeking Libor Fixes
- Booming Market For REIT Deals Still Has Room To Run
- SEC To Keep Close Watch For JOBS Act Problems, Chair Says
- Xenia Hotels Sells Southern California Hyatt For $137M
- Goldman Sachs Reaches $50M Settlement Over NY Fed Leak
- 2nd Circ. Doubts SAC Trader's Conviction In Newman's Wake
- Hong Kong's Link REIT Sells 5 Properties For $222M
- CICC To Probe HK Workers' Client Account Trades Amid IPO
- SEC May Hear Jeers As Final Crowdfunding Rules Debut
- IRS Set For Easier Partnership Audits Under Budget Deal
- House OKs Bill To Delay Contentious DOL Fiduciary Standard
- Kyle Bass Group Gets PTAB To Review 2 Celgene Patents
- Pimco Founder Can't Slip Suit Over Son's Shuttered Co.
- Accused Rabobank Fraudster Denies Rigging Libor
- IRS Says Court Can't Force It To Give Swiss Co. $38M Refund
- Pro Bono: The New Associate's Compass To Success
- Real Estate Rumors: KKR, Wells Fargo, Carlyle
- PayPal Founder Leads $27M Bond Trading Startup Fundraise
- 5 Firms Pay $18M To FINRA For Overcharging Funds
- Ares, Kayne Anderson Nix $2.55B Deal Amid Energy Volatility
- Canadian Fund Nabs $350M Stake In US Property Portfolio
- Trader Says SEC Can't Flip Insider Trading In-House Loss
- Mass. Says Fidelity Allowed Unregistered Advisers To Trade
- TICC Must Delay Vote On Benefit Street Deal, Judge Rules
- IRS Offshore Income Program Rules Are Unfair, Suit Says
- Adviser Who 'Verified' Ponzi Investments Gets 30 Months
- SEC Fines Rating Agency $5.8M Over Slack RMBS Reviews
- Kyle Bass-Backed Group Gets PTAB To Review Gattex Patent
- Goldman To Face $50M Fine Over NY Fed Leak
- Olshan Nabs Commercial Litigation Atty From Morgan Lewis
- NYSE Parent Co. Pays $5.2B To Nab Interactive Data Corp.
- MF Global Investors Ask High Court To Review PwC Defense
- VirnetX Asks PTAB To Reconsider Security Patents Review
- UK Bans Ex-Hedge Fund Titan From Finance Industry
- Refresh Or Rebuild? Website Strategies For Big Law
- Ex-Rabobank Traders Lose Midtrial Bid To Toss Libor Case
- SEC Picks Up The Pace On Financial Reporting Fraud Efforts
- Bharara Wins A PR Victory After Bruising Newman Loss
- Lawmakers Say Other Agencies May Be Treading On SEC Turf
- Prevezon's Assets Will Stay Frozen In $230M Tax Fraud Case
- Naspers Adds $1.2B To Stake In Classifieds Site Avito
- Barclays Says Investors Won't Detail 'Dark Pool' Probe
- Hedge Fund Operator Inks $46M Deal In Madoff Clawback Suit
- Argentina Violated Agreement On $234M In Bonds
- Griffin Capital GC Sees Quest For Top Properties Driving JVs
- Xenia Hotels Snags $300M Loans As It Looks To Close Deals
- Broker Settles With SEC Over Alleged Simpson Thacher Tips
- 5 Firms Steer $1.9B Starwood-Milestone Deal For Apt. REIT
- Ex-Rabobank Traders Plan To Testify In Libor-Rigging Case
- Bill Aims To Cut In-House Proceedings For SEC Violations
- UK Watchdog Knocks Good Times-Bad Times Regulation
- Caesars Creditors Fight To Limit Kirkland's Role
- SEC Watchdog Finds Flaws In Fund Distribution Process
- Bharara Drops Steinberg Insider Trading Case After Newman
- SEC Enforcement Surged To Record High In Fiscal Year 2015
- IRS Tackles Concerns Over Hedge Fund Tax Strategy
- Why More Businesses Are Considering The B Corp. Model
- SEC's Insider Trading Suit Against Newman Draws To Close
- Halliburton Says Investors Have Enough Asbestos Atty Docs
- Fresh Faces At SEC Won't Mask Political Strife
- Athilon Beats Quadrant Claims Over Note Repurchase
- Caesars Nabs More Time To Proffer Ch. 11 Plan
- CFTC's Massad Says Automated Trading Rules Coming Soon
- Oil And Gas Ponzi Schemers Owe $35M To SEC, Judge Says
- Chancery Says $6.9B Deal Price Was Fair In BMC Appraisal
- Perella Weinberg Says Ex-Partners Stole Entire Group
- Deals Rumor Mill: Parques Reunidos, National Food, Barclays
- Judge Got US-UK Tax Treaty Wrong, Lehman Tells 2nd Circ.
- Rakoff Limits Cross-Examination In Libor Fraud Trial
- 2 PE Firms Will Drop $4.5B To Take SolarWinds Private
- US Trustee Balks At Proposed FGMK Hire In Quantum Ch. 11
- Slimmer $98B Petrobras Investor Dispute Forges Ahead
- SL Green Selling 2 Manhattan Properties For $649 Million
- A Warning To Noncompliant Taxpayers With Offshore Holdings
- Cybersecurity Will Begin Affecting Credit Ratings
- 4 Reasons To Use Electronic Deposition Exhibits
- Goldman Investors Urge 2nd Circ. To Deny Abacus Appeal
- Rabobank Traders Attack Gov't Witness In Libor Fraud Trial
- 3 Takeaways From Blackstone, Ivanhoe's Stuy Town Deal
- Obama Taps Law Pro And Ex-Senate Aide To Join SEC
- Thor Equities Scores $90M From TPG For Brooklyn Buy
- Estate Of Ex-Bank CEO To Pay $11M In TARP Fraud Settlement
- Sidley Austin Reps Wells Fargo On $350M Loan To REIT
- FINRA Fines 12 Firms $6.7M For Failing To Apply Discounts
- PTAB Denies Another Kyle Bass Petition For Drug Review
- Real Estate Rumors: Starwood Capital, Ares, Extell
- SEC Chair Calls For Treasury Market Rule Gaps To Be Filled
- Caesars Wants 7th Circ. To Save It From Creditor Suits
- Blackstone, Ivanhoe Seal Deal For Beleaguered Stuy Town
- Coding Errors Increasingly Lead To Regulatory Sanctions
- Embattled Hedge Fund Manager Files For Ch. 11
- CFTC Hits Chicago Trader With Spoofing Suit
- MF Global Execs Ask For E&O Coverage Extension
- SIFMA Throws Support Behind Senate Cybersecurity Bill
- SEC Private Fund Study May Slow Regulatory Creep
- TCW Loses Bid To Gut Hedge Funds' $128M MBS Suit
- Hedge Funds Blast Argentina, Cleary Over Stalled Discovery
- Biogen Attacks Bass Group's AIA Review Bid For MS Drug
- UBS Firms To Pay $17.5M Over Investment Strategy Switch
- SEC Sues Fund Manager For Diverting $2.8M To Failing Fund
- Swiss Insurer Says IRS' Bid To Toss $38M Suit Is Repetitive
- Fund Manager Can't Dodge SEC Asset Freeze In Hacking Case
- Investors To Appeal Dismissal Of Quiznos Restructuring Suit
- Barclays, Wachovia Exit Credit Union MBS Row For $378M
- Auditor Looks To Sink Funds' $75M Malpractice Suit
- GFH Capital Strikes $125M US Industrial Property Deal
- Vornado Inks $200M Deal To Sell NYSE Tower Lease
- Real Estate PE Firm To Pay $1.9B For Campus Crest
- Real Estate Rumors: Stuyvesant, Silverstein, Kushner
- A New Antitrust Risk For Investment Firms
- OPINION: The Bitter Pill Of Competition Within Large Law
- Last OppenheimerFunds Junk Bond Class Wins Cert.
- 2nd Circ. Won't Revive Pension Fund's 'London Whale' Claims
- New Orleans Reaches $75M Deal Over Firefighters' Pension
- SEC Gets $25M Ruling In Unregistered Securities Case
- SEC Investor Advocate Argues Against NYSE Rule Change
- Taxation With Representation: Weil, Simpson, Kirkland
- CFTC Enforcement Chief Bemoans Lack Of In-House Judges
- Yum Brands Adds Hedge Fund Activist To Board
- SEC Concedes Defeat In Newman Insider Trading Civil Suit
- China's 'Bad Loan' Bank Eyes $2.5B IPO
- Caesars Exec's Testimony Caps Off Forced-Bankruptcy Trial
- 3 Proxy Advisers Urge TICC Holders To Veto Co.'s Proposal
- SEC Head Says 'Cracks' Found In Funds' Fiduciary Duty
- Hunton, Bass Berry Guide REIT Bluerock's $60M Offering
- Deutsche Bank Investors Try MBS Suit Again Under Omnicare
- A Brief History Of SEC Enforcement Actions Against Directors
- SEC Accuses Hedge Fund Exec Of Defrauding Investors
- Bankruptcy Judge Nixes Fund's Buy Of $230M Madoff Claim
- Investor Who Hid Computer In Pillsbury Ceiling Convicted
- Yodlee Investors Challenge $660M Merger With Envestnet
- Motley Rice To Lead ITG Investor Suit Over $20M Fine
- SEC Enforcement Chief Says 'Broken Windows' Is Working
- Rajaratnam's Brother Sues For $13.5M In Unpaid Commissions
- Quiksilver Gets Nod On $175M Oaktree DIP If Sale On Radar
- SEC Commish Urges Review Of Trading Rules After ETF Flop
- FINRA Looks To Protect Vulnerable Investors With New Rules
- Ex-Atty Gets 6 Years For Defrauding Poor Nation Out Of $3.5M
- Tax Court Hands Older Donors New Estate Planning Tool
- Metadata 101 For Lawyers: A 2-Minute Primer
- NJ Retirement Savings Bill Criticized As Redundant
- Real Estate Rumors: Thor Equities, Nicola, TIAA-CREF
- Aussie Antitrust Agency Questions Brookfield's Asciano Bid
- $407B Invested Globally In Commercial Real Estate In 1st Half
- Tesco Unloads 14 UK Development Sites For $386M
- Asset Management Industry Regulation Remains In Flux
- E&Y's Negligence Led To $128M Madoff Loss, Jury Told
- Fifth Street Inflated Assets For IPO, Shareholder Suit Says
- MF Global Investors Get Class Cert. In Collapse Case
- Quiksilver Urges Court To Reject Alternative Ch. 11 Financing
- Small-Biz Group Rallies Behind SEC's Regulation A+
- Lehman Seeks Billions In Allegedly Lost Swap Payments
- NJ High Court Snubs Domestic Partner Inheritance Tax Case
- Newman, Chiasson Say High Court Pass Should End SEC Suit
- 7th Circ. Won't Rehear Case It Lost Track Of For 5 Years
- SEC Warns 11th Circ. Against Making Split On In-House Court
- Real Estate Rumors: BlackRock, Beacon Capital, Clarion
- JP Morgan, 5 Others To Pay $2.5M For Stock Sale Violations
- Recent Reflections Of Heightened Class Ascertainability
- 4 Ways Companies Can Brace For An Activist Campaign
- Investcorp Bags $400M US Residential Portfolio
- German Real Estate Co. Vonovia Offers $16B For Rival
- Parsing The New Regulated Investment Company Regulations
- Activist Says Shutterfly 'Inaction' Could Ignite Proxy Battle
- Women Suing Goldman Say Ex-Worker Can Seek Bias Ban
- High Court Denies Hollister Ex-Beneficiaries' ERISA Appeal
- Newman's Domino Effect: 12 Cases On Edge After Cert. Denial
- Quiksilver Creditors Fight Oaktree Financing Proposal
- Molycorp Creditors Seek Oaktree Docs Over $260M Loans
- Real Estate Rumors: Signature Bank, Viking Partners, A&E
- Calif. Pension Funds Pushed To Disclose Private Equity Fees
- Mayer Brown Guides Waterton-Park Madison $511M Fund
- Hellman & Friedman Inks Deal For Edelman Financial
- GE Capital Sells $30 Billion Loan Portfolio To Wells Fargo
- Caesars Setback In Creditor Suits Throws Wrench Into Ch. 11
- Ex-CEO Challenging SEC Court Asks 7th Circ. For Rehearing
- SEC Offers To Remove Industry Bans After DC Circ. Ruling
- 10 Ways To Become A 360-Degree Lawyer
- Dechert Snags Ex-K&L Gates Partner For DC Office
- Calif. Law Requires Public Pensions To Divest Coal Stakes
- American Apparel Lender Thinks Ex-CEO Might Disrupt Ch. 11
- Warner/Chappell Sues Over 'Porgy And Bess' World Rights
- Delaware Affirms The Power Of A Stockholder Majority
- White's Cravath Ties DQ Her From Picking Official, Groups Say
- TV Pioneer's Marital Trustees Must Pay $19.4M Estate Taxes
- FINRA Allowed To Share Over-The-Counter Securities Data
- CalSTRS Can't Intervene In Yen Libor-Fixing Class Action
- LSE To Shed Russell Investments In $1.15B Sale To PE Firms
- SEC Takes $1M Bite Out Of Wolverine For Alleged Info Sharing
- Hedge Fund Group Gets Review Of Bowel Disease Drug Patent
- NJ Judge Sinks Challenge To Pension Cuts
- Clinton Pledges To Undo Insider Trading Decision
- Pimco Founder Ordered To Deposition In Tiff Over Son's Co.
- Yieldco Bubble Set To Pop For Clean Energy Cos.
- Investors Ramping Up India Real Estate Buys Despite Hurdles
- Caesars Can't Halt Creditor Suits Against Parent Company
- 'Bond King' Bill Gross Sues Pimco Over His Ouster
- Nixon Peabody, CWL Partners Join Forces In Hong Kong
- A New Critique Of Ch. 11 Reform Carries Serious Weight
- Bharara Says He Wasn't Surprised By Newman Cert. Denial
- Hedge Fund Gets PTAB To Eye VirnetX Patents In Apple Case
- 11th Circ. Won't Lift Order Blocking SEC In-House Suit
- 8th Circ. Leaves Intact NJ Fraud Claims Against Broker
- Ex-Hedge Fund Manager Settles SEC Insider Trading Suit
- Tesco Hit With Securities Suit Over $500M Overstatement
- Clear Contractual Terms Beat Equitable Principles — Again
- Former SEC Director Rejoins WilmerHale In NY
- FINRA Bans Firm, CEO Over Cancer Drug Kickback Scheme
- TPG Raises $2B For Real Estate Fund
- Newman Denial Clears Way For IBM Insider Trading Trial
- Anderson Kill Fights Ex-Client's $30M Employee Insurance Suit
- Ex-JPMorgan Execs Near Deal With SEC In Pay-To-Play Suit
- 15 Lines That Capture The Newman Case, From Start To End
- Critics Fear TPP Sets Stage For Weakened Financial Regs
- SEC Enforcement Appeals Insider Trading In-House Loss
- Eden Rock Fraud Claims Over $150M Capstone Deals Revived
- UBS Hit With Fraud Suit Over $500M Chinese Investment
- REIT Tanger Sells 5 Factory Outlets For $151M
- Judge OKs Clawback For Estate Of Convicted Ex-Detroit Atty
- Lending Startup ZestFinance Raises $150M From Fortress
- Relativity Gets Green Light For $125M Sale Of TV Business
- UK Banks And Insurers Face New Whistleblower Rules
- Swiss Asset Firm, DOJ Reach Deal Over Tax Evasion Charges
- Nontraditional Lenders Rush In Where Banks Retreat
- Petrobras Insists $98B Kickbacks Suit Lacks Jurisdiction
- Prudential Provides $197M Loan For UK Student Housing
- Cayman Eviscerates Liquidation Option For Fund Investors
- 5 Things Clients Never Tell Their Lawyers
- Lynn Tilton, Patriarch Partners Sued Over Investor Losses
- CORRECTED: SEC Fines Ocwen-Linked Loan Servicer $1.5M
- CFTC Lands $3.8M Win In Commodity Pool Fraud Suit
- Feds To Rethink Insider Trading Strategy After Newman Snub
- Scottrade Hit With 1st Data Breach Suit
- Trial Fires Up Over Dueling Caesars Bankruptcies
- Lawyers Weigh In On Supreme Court's Newman Rejection
- New MetLife Debt Fund Lends $86M To Cypress For Minn. Mall
- Swiss Banker Who Testified Against UBS Exec Avoids Prison
- Schwab's Libor Claims Get No Supreme Court Traction
- BNY Mellon Can't Dodge RMBS Suit Over Loan Docs
- High Court Knocks Down Madoff Victims' Appeal
- SL Green Sells Stake In $115M NYC Building
- Del. High Court Affirms Chancery Nixing $2.6B KKR Deal Suit
- NY Grants License To Winklevoss-Backed Bitcoin Firm
- Law Trio Guides REIT's $325M Financing For NYC Tower
- Justices Snub Chesapeake Investor's Appeal In Fraud Suit
- Activist Investor Fund Trian Unveils $2.5B Stake In GE
- DLA Piper Guides Brookfield Logistics In Warehouses Buy
- Real Estate Rumors: Twitter, Ohio STRS, Alcon
- High Court Denies Schwab Appeal In Crisis-Era Class Action
- Supreme Court Rejects Newman Insider Trading Appeal
- SEC Judge Says Ex-Assisted Living CEO Owes $4.2M For Fraud
- Wells Fargo Ordered To Pay $17.8M Over Mismanaged Trusts
- Barnes & Thornburg Wants Rest Of Malpractice Suit Nixed
- Resource Extraction Rules Coming Next Summer, SEC Says
- Leave In-House Court Spat To Judiciary, SEC Republicans Say
- UK Agency Takes Aim At Hutchison's $15.5B O2 Buy
- REIT CBL & Associates Scores $314M In Financing
- SEC Takes Second Shot At Conflict Minerals Rule In DC Circ.
- CFTC Muscles Its Way To New Regulatory Turf
- 5 Firms Work On UK REIT's Financing Deals Worth $1.4B
- BB&T Enters Specialist Insurance Broking Partnership
- Grant Thornton Firms Pay SEC Over Independence Violations
- Inside National Futures Association Cybersecurity Guidance
- 9th Circ. Shoots Down Davis Fund Excessive Fee Suit
- DOL Lets Credit Suisse Manage Pensions After Criminal Plea
- Madoff Trustee Can't Claw Back Foreign Transfers, Cos. Say
- Pension Fund Can't Force Co. To Pay Higher Arbitration Fees
- Neo@Ogilvy To Seek High Court Review In Whistleblower Case
- JPMorgan Beats Bulk Of $8.6B Lehman Collapse Suit
- Bankers Not Liable For Board Actions, Del. Justices Told
- Deals Rumor Mill: JPMorgan, Bombardier, Elliott
- Real Estate Rumors: Monogram REIT, Origin Capital, Antioch
- 5 Firms Steer $2.3B In Macerich Mall Stake Deals
- Big Banks Finalize $1.9B Deal Over CDS Claims
- Morgan Stanley's Alleged Race Bias Continues, Suit Says
- BofA Gets Suit Over $219M Bond Offering Trimmed
- HK Regulators Mull New Derivative Rules
- Can Alphabet Soup Fix Puerto Rico's Debt Service Issues?