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Asset Management - May, 2016
283 articles
- Ex-CalPERS CEO Gets 4.5 Years For Fraud Conspiracy
- Attorney Web Bios: The Good, The Bad And The Ugly
- SEC Says Adviser Owes $2.7M For Shielding Sale Conflict
- Husband, Wife Get Prison Terms For $8M Financial Fraud
- Intervention Calls Creditor's Prepetition Actions Predatory
- Real Estate Rumors: Dime Savings Bank, LSR, Schroder
- FINRA Says Wedbush Put $200M In Customer Assets At Risk
- Deals Rumor Mill: Carmila, Valeant, Bank of America
- Trusts Say $2B UBS Mortgages Trial Belongs In District Court
- No Discovery, No Recovery In Nutmeg Investor Row: Receiver
- Investors Slam Halliburton's Bid To Muzzle Accounting Pro
- A Closer Look At The Proxy Case Everyone's Talking About
- Goodwin Snags Compensation Pro From Skadden
- Google Shareholder Seeks Political Transparency
- Taxation With Representation: Proskauer, Skadden, Hogan
- Behind The Curtain: Technical Advisers In Complex Cases
- UK Insurance Co. Picks Up 2 AXA Units In $548.7M Cash Deal
- NJ Couple Faces Prison, Civil Fine Over Alleged Ponzi Scheme
- Deutsche Bank Cites RMBS Accrual Clause In Quicken Appeal
- Chamber Report Says Yates Memo Discourages Cooperation
- UBS, Others Can't Duck Tenn. Pension Fund's $164M MBS Suit
- Ex-Summit Wealth Owner Pleads Guilty In $35M Fraud Scheme
- High Court Urged To Knock Back State Securities Suits
- FINRA Tweaks Tackle Confusion Over Debt Research Rules
- Aussie Watchdog Sees Competition Issue In Freight Co. Deal
- Israeli Military Contractor Accused Of Stock Inflation
- Regulators Are Widening The Spoofing Net
- Hedge Fund Nets $112K Ch. 11 Fee For Quiksilver Loan Idea
- Versa Media Nabs $100M For Film Financing
- Tech Unicorn Snapchat Raises $1.8B In Latest Equity Round
- $240M ACA Suit Against Goldman, Paulson Looks Trial-Bound
- Proskauer, Hogan Lovells Guide $8.4B REIT Deal
- 5 Tips For Negotiating And Drafting Joint E-Discovery Plans
- FINRA Staff Keeps Focus On Manipulative Trading
- Faulty Troubleshooting Hurt Citi In CFTC Benchmark Probe
- 9th Circ. Backs CFTC In Row Over Losing Trades
- Ocwen Says Study Refutes Investors' Contract Claims
- Senate Votes To Block DOL 'Fiduciary Rule'
- Gold Investors Cite Libor Decision In Price-Fixing MDL Case
- FINRA Suspends Ex-UBS Broker For Unauthorized $5M Trade
- FINRA Doing 'Fabulous' Job In Face Of Criticism, Gov. Says
- Salsano Group Drops $125M On Panama Land Tract
- Citibank To Pay CFTC $425M Over Benchmark Manipulation
- NML Seeks Sanctions For Mossack In Argentina Bond Suit
- Objectors Can't Derail $120M Barclays Libor Deal, Judge Told
- FINRA Enforcement Head Says More AML Cases To Come
- 2 Cos. Ready IPOs Totaling $341M While Bank Nets $80M
- Spokeo Backs Alcatel Pension Suit, Unions Say
- Merck Investors Fight For American Pipe Tolling At 3rd Circ.
- Barington Capital Readies Proxy Fight At Chico's
- Deals Rumor Mill: Vogue International, Goldman, PSA Peugeot
- Market Volatility Has REITs Crying The 'Borrowing Blues'
- Ex-Vanguard Atty Can't Argue Wrongful Termination Again
- CFTC Finalizes Cross-Border Swap Margin Rule
- NFL Agent Beats Suspension After Fraud Charge Tossed
- OrbiMed Nets $307M For Israel Health Care Fund
- Investor Classes Lodge Proposed Deals Over Argentina Debt
- Winston & Strawn Rips Jurisdictional Claim In Negligence Suit
- Old Mutual Stake In US Fund Manager Entices Suitors
- Panama Papers: Reminders About Law Firm Cybersecurity
- The Evolution Of SOX: A Powerful Remedy For Retaliation
- Philly Hits Big Banks With Rate-Swap Antitrust Suit
- Hong Kong Exchange Expands Renminbi Futures Trading
- American Capital Nets $97M On Treatment Center Sale
- FINRA Chief Sees Broker Culture As Key To Compliance
- Kyle Bass Convinces PTAB To Review Citius Drug Patent
- PNC Settles Philly Asset Manager Poaching Row With TD Bank
- Ex-Nomura Traders Say Gov't Can't Block SEC Suit Evidence
- General Atlantic Buys Into Energy Sector Data Provider Argus
- Ares Capital In $3.4B Deal To Buy PE Shop American Capital
- NHI Acquires 5 Bickford Senior Facilities For $87.5M
- Calif. Man Banned From Market, Fined $3M Over Fake Trades
- Aluminum Cos. Lose Sanctions Bid In Price-Fixing MDL
- Dish Accused Of Improper $1B Spectrum Tax Deduction
- Ex-CalPERS CEO Should Get 4 Years For Conspiracy, US Says
- 4th Circ. Says Co. Owes 4 Years Front Pay To Whistleblower
- Nasdaq Pushes Back Against IEX Approval As Exchange
- Investors Win Final Nod For $300M Deal In GM Securities Suit
- Generic-Drug Price-Fixing Suits Belong In Pa., JPML Told
- HK Regulator Inks Cross-Border Oversight Pact With FINRA
- OPINION: Sotomayor's Solution To Pro Bono Is Incomplete
- Personal Capital Valued At $500M After Latest Fundraise
- Taxation With Representation: Davis Polk, Latham, Vinson
- SEC Mulling ETF Regs And Fund Disclosure Tips, Chair Says
- Creating Barclay Damon: Lessons From A Law Firm Merger
- RXR Seals $1.65B Buy In One Of Year's Top Deals
- 6th Circ. Says Morgan Keegan Investors Can't Pause Clock
- Texas Court Upholds $2.1M Morgan Keegan Bond Ruling
- TD Ameritrade Added To $350M Ponzi Suit Naming Sidley
- FINRA Charges Lawson Financial With Fraud For Bond Sales
- 2nd Circ. Halts Wachtell Malpractice Row During NY Appeal
- Reflecting On The 20th Anniversary Of BMW V. Gore
- $2B UBS Trial Might Have Been In Wrong Court, Judge Says
- SAC's Cohen Dodges Ex-Wife's $5.5M Divorce Fraud Claims
- Gaming REIT, Building Supplier Price $478M In Offerings
- Texas Utility Agency Ends Hunt Plan To Reorganize Oncor
- Get On $864M Dance Floor With Gannett, Tribune Told
- AMP, Northleaf Seal $370M Deal For Chicago Garages
- Corporate Counsel: Consumer Becomes Provider (The Sequel)
- Sovran Expands Into Vegas, Northern Calif. With $1.3B Deal
- JPMorgan Beats Investor Suit Alleging It Enabled Madoff
- Sen. Ron Wyden Targets Derivatives To Tackle Tax Evasion
- BofA, Others Accused Of Fixing Agency Bond Prices
- Man Gets 3.5 Years, Must Pay $1.9M For Hedge Fund Fraud
- Halliburton Seeks To Toss Expert In Securities Fraud Suit
- Deals Rumor Mill: Monsanto, Goldman, Hotel Lotte
- DLA Piper Guides REIT LaSalle Hotel On $150M Offering
- Ski Resort Owner Hit With $200M EB-5 Scam Suit
- Okla. Supreme Court Revives Cattle-Tracking Secrets Claims
- FINRA Probing More Firms In Mutual Fund Waivers Sweep
- SEC Seeks Comments On NYSE's Tracking Stock Fee Proposal
- Raymond James To Pay $17M For Money Laundering Flubs
- Ex-SEC Member Backs Cost-Benefit Analysis At Agency
- Target Hit With Investor Suit Over Retreat From Canada
- Alcatel Says Spokeo Backs Toss Of Workers' Pension Suit
- Settlement Close In Lehman's $65M Foreign Tax Credit Suit
- Mark Cuban, Others Urge Justices To Clarify Insider Trading
- Feds Press To Get Chicago Trader Off Market Before Trial
- Venable Guides STORE Capital In $275M Follow-On Offering
- Peabody Gets Final OK On $800M Ch. 11 Financing
- European Brokers Seek Dismissal From Yen Libor-Rigging Suit
- Real Estate Co. DivcoWest Raises $1B For Investment Fund
- TPG Unit Pressures Lender TICC Over Board's Stock Buys
- EU Looking To Ease Derivatives Reporting Requirements
- Libor Investors Say Banks Trying To Limit Doc Sharing In MDL
- Disbarred Atty Jailed For Failing to Pay Up In ERISA Order
- OPINION: Stop 'Vigorously Defending' Your Clients
- 90% Of SEC's Public Co. Enforcement In-House, Report Says
- 'Classic Con Man' Gets 9 Years In Wire Fraud Scheme
- Manning Will Have Limited Practical Impact
- Supreme Court Shields Shareholder Access To State Court
- The Madoff Five Claim Gov't Trial Misconduct In Latest Appeal
- 4th Circ. Denies Fast Track For Scottsdale's FINRA Challenge
- Attorneys React To High Court's Merrill Lynch Ruling
- First Hacker Pleads Guilty To $30M Press Release Scheme
- Berkshire Hathaway Buys 9.8M Apple Shares In Q1
- Brokers Must Pay SEC $1.9M In IBM Insider Trading Case
- Ill. Appeals Court Says Episcopal Church Sanctions Can Stand
- White & Case Steers Digital Realty's $874M Data Center Buy
- Shareholder Activism Catching Fire In Europe, Asia
- Invesco REIT Buying 5 Japanese Properties For $452M
- What ValueAct Means For Activism Tactics
- Justices Say Federal Securities Laws Don't Limit State Suits
- The Top 100 Firms For Minority Attorneys
- The Top 50 Firms For Minority Equity Partners
- White & Case Outpacing Peers In Diversity
- US Law Firms Fail To Move Needle On Racial Diversity
- The 5 Ways BigLaw Is Failing Minorities
- Indicted Ex-State Street Exec Faces SEC Suit In Fee Row
- UBS Judge Strives For Best Way Forward As $2B Trial Wraps
- DC Circ. Questions Merit Of SEC Constitutionality Appeal
- SEC Gives Whistleblower $3.5M Payout On Second Look
- Deals Rumor Mill: Teva, ConvaTec, Abraaj
- Elliott, Aurelius Challenge Peabody's $800M Ch. 11 Financing
- The Metaphysics Of Systemic Risk
- Real Estate Rumors: Sage Hospitality, Hines, Benchmark
- Proskauer Fires Back At Steelworkers' 'Sideshow' DQ Motion
- Arco Capital Wants Another Shot At Deutsche Over $1B CLO
- Morgan Stanley Wants 2nd Circ. Rehearing in $81M Buyback
- Sullivan Denies Link To Doc Destruction In Aluminum MDL
- Big Banks Face More Interest Rate Swap Antitrust Claims
- Delaware House OKs Limits On Merger Appraisal Suits
- Goldman 'Wrong' To Cut Woman Who Quit From Bias Suit
- Zurich Subsidiary Drops $51M On San Diego Mall
- Responding To Conflicting Shareholder Directives
- 3Red Trading But Not Spoofing, Compliance Officer Tells Court
- Timbervest Fights To Keep SEC Challenge In DC Circ.
- StepStone Nabs $5B Of Assets With Swiss Capital Buy
- Corporate Counsel: Consumer Becomes Provider
- Exxon Investors Urged To Call For Climate Change Risk Report
- FINRA Bars Broker-Dealer Exec For Penny Stock Manipulation
- Panama Papers Firm Doubles Down On Legal Action Threat
- AIB Tender Dispute Prompts Look At Del. Forum Choice Rule
- Intercontinental Buys Beacon's Massachusetts Tech Park
- Chancery Knocks T. Rowe Price Funds Out Of Dell Appraisal
- Bluesky Hotels Inks $1.64B Deal To Buy InnVest REIT
- SEC Says Amtrak Ruling Doesn't Apply In ALJ Challenge
- What Do The Highest-Paid Lawyers Make An Hour?
- Investment Bank's Dicey Emails Fetch $900K FINRA Fine
- Ritchie Can't Revive GE Suit Over Petters Plot: 2nd Circ.
- Berlin-Based VC Firm Raises $171.5M, Closes 2nd Fund
- Why Recent Criticisms Of The SEC Are Unfair
- Real Estate Rumors: KBS, Itzhaki, Park Ave Penthouse
- Hedge Fund Priest Hits Bloomberg With $100M Libel Suit
- Tippee Tells High Court Insider Trading Needs Pecuniary Gain
- Fraudster Who Hid Computer At Pillsbury Gets Lifetime Ban
- Ameriprise Urges Pa. Justices To Reverse Fiduciary Duty Suit
- Greenberg Tentatively Gets Experts Cut From Doc Forgery Suit
- Deals Rumor Mill: ABF, Telecom Italia, Pershing Square
- Trader Under Fire Says Spoofing Law Is Unconstitutional
- UBS Loan Judge Warns Attys He Won't Have A 'Charade' Trial
- Peabody, CITIC To Sell Off Australian Coal Assets For $88M
- Raymond James, Manager Hit With $71M Suit In Jay Peak Row
- SEC Approves PCAOB Contributing Auditor Disclosure Rules
- RCS To Get Nod For Ch. 11 Plan After Paring Releases
- CFTC Wasting Taxpayer Cash On Extra Offices, Watchdog Says
- Paul Weiss, Skadden Advising HCP On Planned REIT Spinoff
- UK Magic Circle Firms Caught In Panama Papers Data Dump
- Simon Property Group Reaches Deal To Sell $569M In Notes
- Pamplona Raises $1B For New TMT Fund, Sends $50M To Dyn
- The Evolving Fiduciary Landscape: Antitrust
- Receiver Rips Winston's Tactics In $107M Malpractice Row
- Banking Groups Call For Global Norms For Cybersecurity Regs
- Panama Papers To Provide Fertile FCPA Hunting Ground
- Atty Can't Arbitrate Bankruptcy Fraud Row, 9th Circ. Says
- F-Squared Pushes For Exit From Investor Class Action
- Brokerage Tells 4th Circ. To Speed Up Appeal On FINRA
- Hedge Fund Seeks Toss Of Failed American Apparel Deal Suit
- Panama Papers Data Dump Includes BigLaw Intermediaries
- ADT Dodges Shareholder Suit Targeting $450M Stock Buyback
- Cross-Border Crowdfunding Boom Would Test EU Regulators
- Blackstone, Mirvac Pay $620M For Australian Shopping Centers
- Freeport-McMoRan Divests $2.65B In Mining Assets
- Dickinson Wright Adds Ex-Shulman Rogers White Collar Chair
- Bharara To Appeal Level Global Raid Ruling To 2nd Circ.
- Real Estate Rumors: Weingarten, Simons, Bridgeton
- Fintech Regulation: Recent Developments And Innovations
- Amtrak Ruling Shows SEC Judges' Shaky Status, DC Circ. Told
- SEC OKs Joint Rule On Limiting Exec Incentive Compensation
- Del. Judge OKs KaloBios Ch. 11 Disclosure, Investor Pact
- NY Judge Greenlights $2.3M AXA Advisors Wage Deal
- Seward & Kissel's Advice Got Financier In Hot Water, Suit Says
- BofA, Merrill Lynch Win Judge's OK Of $14M Deal In OT Suits
- Hilton Hit With ERISA Class Action Over Retirement Benefits
- Och-Ziff Can't Ditch Shareholder Suit Over FCPA Probe
- Deals Rumor Mill: Teva, Colony Capital, Riverstone Holdings
- Gupta Tells 2nd Circ. Newman Undid Insider Trading Verdict
- Adviser Settles With SEC On Charges Of Defrauding Athletes
- HSBC, Investors To Settle Yen Libor Rigging Suits
- The Fastest Rocket Docket For The 8th Straight Year
- PwC Closes Out $55M Settlement Deal In Madoff Feeder Action
- Real Estate Rumors: Vornado, Paylocity, Joseph Sitt
- Herbalife Says FTC Talks 'Advanced,' $200M Deal Possible
- RCS Capital's Ch. 11 Plan Needs Legal Fix, Judge Says
- NFL Retirement Plan Disputes Interest On Ex-Player's Benefits
- Moving AIB Scheme Suit To Bulgaria Will Kill It, Investor Says
- Feds Say Utah Man Ran $28M Real Estate Ponzi Scheme
- OppenheimerFunds Is On The Make In Puerto Rico, SEC Told
- Express Scripts Hid Risk of Losing Major Client, Investors Say
- Latham, Venable Guide REIT Kimco's $150M Notes Offering
- Big Banks Hit With Antitrust Suit Over Interest Rate Swaps
- Ex-SEC Officials Tell 2nd Circ. To Upend Goldman Class Cert.
- Ex-Citadel Analyst's Prison Term Halved In Secrets Row
- 6 Ways Lawyers Can Enhance Cross-Office Communication
- Real Estate Rumors: Donahue, Tribune, Retail Properties
- Vanguard Dodges Gambling Co. Investments Suit In 3rd Circ.
- Pershing Sued Again Over $7.2B Stanford Ponzi Scheme
- Libor Traders Say 11th Circ. Decision Boosts Class Claims
- SEC Says Timbervest Case Should Return To In-House Court
- DLA Piper Adds Ex-Willkie Farr Real Estate Pro In NY
- Time To Stop The End-Arounds In Muni Market Regulation
- Ex-JPMorgan Trader's Dad Gets Probation For Insider Trading
- UK Softens Accountability For Top Finance Execs
- SIFMA Blasts FINRA Mortgage Market Margin Proposal
- SEC, Ex-Fannie Mae CEO Experts Blocked In Subprime Suit
- Ex-RCS Brass Get Nod To Tap D&O Coverage In Ch. 11
- 2nd Circ. Upholds Offshore Finance Guru's Fraud Conviction
- 3 Firms Steer $238M Park Avenue Deal
- Valeant — A Case Study In Rotten Culture And Business Ethics
- FINRA Plucks Low-Hanging Fruit To Ink Record MetLife Fine
- ITG Investors Look To Keep Trading Platform Suit Alive
- Madoff Trustee Can Depose Convicted Ex-Employees
- Docs In 'Smart Ass' Price-Fixing Suit Had To Go, Court Told
- Och-Ziff Holding Back $200 Million For FCPA Probe
- SEC Completes All Rulemaking Mandated By JOBS Act
- John Hancock Sinks $227M Into SolarCity Projects
- Canada's Best-Interest Standard Plan And Related Concerns
- KaloBios Investor Settlement Hints At Kaye Scholer Suit
- Brokers Indicted For $131M ForceField Investor Fraud
- Aegon Adds BlackRock UK's $17B Pension Platform
- MetLife Pays Record $25M FINRA Fine Over Variable Annuities
- Banks Lose Fight Over UK Document Chase In Yen Libor Suit
- Robbins Geller, Others Snag $57M Fees In Goldman RMBS Suit
- ECB Study Says Investors Profit Off Prerelease US Data
- Traders Failed To Show Jurisdiction In Libor-Rigging Case
- SEC, Accountants Settle Over Athlete Investment Firm Fraud
- TruAmerica Reaches Further East With $187M Apt Buy
- CFTC Approves Amendment To Post-Trade Swap Rules
- The Resurgence Of SPACs In A Quiet IPO Market
- Deals Rumor Mill: Google, Apollo Global, Chicago Tribune
- Whistleblowers Denied Slice Of JPMorgan London Whale Deal
- LaSalle Drops $147M On UK Residential Project
- Ochs Goldberg Steers $105M Brooklyn Property Buy