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Banking - May, 2010
216 articles
- 3rd Circ. Revives Suit Tying PwC To Hospital Fraud
- Canada Aims To Curb Banks' Online Insurance Ads
- Insurer Blasts Mortgage Cos.' 'Straw Buyer' Schemes
- Ponzi Suspect's Ex-Wife Argues For Release Of Funds
- TD Bank Aided Rothstein Fraud, Fund Says In $61M Suit
- WaMu Moves To Keep Examiner Spat Out Of 3rd Circ.
- FINRA Investigating Subprime Securities Disclosures
- FINRA 2010 Field Examinations: What To Expect
- Goldman Hopes To Avoid Fraud Charge In Any SEC Deal
- Fla. Trader Accused Of Fraud To Fork Over $1.4M
- Pequot, CEO To Pay $28M To End Insider Trading Case
- SEC Fills New COO Position With Ex-Capital One VP
- PwC Again Asks Out Of Securities Class Action
- 2nd Circ. Rejects Adelphia Creditors' $4.3B Claim
- Lawmakers Back Crackdown On Card Swipe Fees
- Celebs' Investment Adviser Charged For $30M Fraud
- 3rd Circ. Tosses SunTrust, Countrywide Ponzi Suit
- Futures Pool Founder Settles Suits Over $11M Scheme
- Whistleblower Protections In The Finance Reform Bill
- FX Trading Wants CFTC Settlement Enforced
- SEC OKs Changes To Muni Bond Disclosure Rules
- Lehman Suit Seeks Return Of $9B From JPMorgan Bank
- FINRA Seeks New Rules For 'Back Office' Staffers
- Bid To Block $4.6B Ambac, Bank Deal Fails
- Ex-MarketXT CEO Fights $25M Bankruptcy Judgment
- Clyde & Co. Boosts Insurance Team With 2 Laterals
- Increasing Iran Oversight
- Accused CapitalStreet Ponzi Artist Held In Contempt
- UK Fraud Office Drops AIG Financial Products Probe
- WaMu Shareholders Ask For JPMorgan Files
- Congress Starts Forming Wall Street Reform Committee
- Lehman Wins Nod For $5.2B Archstone Restructuring
- GLG Hit With Suits Over $1.6B Man Group Deal
- Banks Pay Back Non-US Madoff Investors $15.5B: Firm
- Wis. Appeals Court Shreds Payday Lender Terms
- 6th Circ. Halts Tenn. Bank's Forced Rehire Of CFO
- Bricolage Trustee Wins Access In Proskauer Probe
- Insurers Say They Shouldn't Cover Stanford Counsel
- Judge Greenlights H&R Block $1.4M OT Settlement
- DOJ, SEC Probing Rajaratnam Media Leaks
- WaMu Pays $9M To Settle Spat With Homeowners
- Back To The Future: How To Deal With The FDIC
- San Jose Sues BofA, UBS, Others Over Muni Derivatives
- FDIC Calls For Colonial Ch. 7 To Pay $1.3B Claim
- FDIC Wants MBIA's IndyMac Suit Tossed
- Lurching TierOne Faces Shareholder Class Action
- Magistrate Excludes Expert In Prudential FLSA Case
- H&R Block Tax Pros Launch FLSA Suit
- Credit Suisse Blasts Proposed Ciena Settlements
- DOJ Ends Fraud Probe Of Ex-AIG Unit Head
- Goldman Sachs And The Wells Process
- New Accounting Standards Must Consider Risk: Expert
- Fortis Investors Can Bring Suit To Another Venue: Judge
- Congress Set For Consumer, Derivative Rules Battle
- Ex-Bear Stearns Exec Gets 2 Years In Galleon Case
- Sacramento Trims Claims In Muni Derivative MDL
- Japan Post Office Reform Could Hurt Rivals: US, EU
- Equitec-Schwartz Resolves Tyco Securities Suit
- Corrected: Credit Analysts Say Ocwen Shorted Them OT Pay
- Reverse Break Fees: From Private Equity To Mainstream
- Credit Cos., Banks To Fight Durbin Amendment
- UK Wants New Crime Agency, Banking System
- EU's Hedge Fund Rules Could Hurt US Managers
- ERISA Class Action Against Venture Bank Kept Alive
- Ex-Smart Online CEO Gets 8 Years For Stock Fraud
- Sapp Dons Legal Helmet To Recover Rothstein Funds
- Senate Approves Landmark Finance Reform Bill
- Tennessee Commerce Forced To Rehire Ex-CFO
- Regulators Still Stumped On May 6 'Flash Crash' Origin
- Lehman Limits Exercise Of Setoff Right In ISDA Pacts
- WaMu Equity Holders Appeal Rejection Of Examiner
- 'Fly' Wins Stay Of Financial Publishing Restrictions
- Amedisys Revives Claims Against National Century
- More BofA Shareholders Join Suit Over Merrill Buy
- Reisner's Goldman Debut Signals New Age At SEC
- Markets Fall As Germany Bans Naked Short-Selling
- Broker Cops To Conning Merrill Lynch Out Of $780K
- Senate Begins 2nd Vote To Close Finance Bill Debate
- Ex-UBS Director Pleads Guilty In Muni Bond Fraud Case
- Stanford Asks To Leave Prison Pending Ponzi Trial
- Should Broker-Dealers Self-Report?
- 9th Circ. Affirms Remand Of US Bank Wage Case
- Plan Revisions Leave WaMu Equity Holders Unsatisfied
- GOP Sens. Say SEC Doesn't Work In Current Form
- BofA To Raise $3B+ With Sale of Itau Unibanco Stake
- Adelphia Trust Argues For Revival Of Fraud Case
- SEC Wants 'Circuit Breaker' For Stock Volatility
- JA Solar Can't Shake Fraud Suit Over Lehman Losses
- Lloyd's Wants Taylor Bean Fraud Suit Coverage Nixed
- Ex-Galleon Worker's Info Shielded From Rajaratnam
- 2nd Circ. Says AmEx Statement Protected By PSLRA
- FDIC Shutdown Triggers R&G Financial Ch. 11 Petition
- Senate Reaches Deal On State Consumer Preemption
- Ex-Merrill Broker Pleads Guilty To Investment Scheme
- NJ's Bid To Get Lehman Case To State Court Nixed
- Schwab, Others Dropped From Aloft Software IP Suit
- DOL Seeks To Force Tenn. Commerce To Rehire CFO
- Thomas Weisel 'Stuffed' ARS To Pay Bonuses: FINRA
- Clarifying Jurisdiction For Foreign Claimants
- LendingTree Faces $1.5B Price-Fixing Suit
- EU Committee Approves Hedge Fund Restrictions
- Finance Reform Heads For Finish Line In Senate
- Oil Producers Sue Goldman, BP Units For Fraud
- JPMorgan Faces New OT Suit From Tech Workers
- Croatian Seamstress' $6M Insider Trading Fine Lifted
- Interactive Data Faces Investor Suit Over $3.4B Sale
- Kirkland Reps Vision Solutions In $242M Tech Deal
- WaMu, JPMorgan, FDIC Agree To Compromise
- Creditors Can't Sue Banks On Behalf Of Adelphia: Judge
- Weil Reps Equity Firm In $294M Radiology Co. Purchase
- Ex-McKinsey Director To Pay $2.8M In Galleon Case
- High Court Declines To Hear Short-Sale Antitrust Suit
- $1.6B Man Group, GLG Deal Would Create $63B Fund
- When Is A Win A Win With Attorneys' Fees?
- 2nd Circ. Affirms Dismissal Of DTCC Bias Case
- Plaintiffs Still Alive In ATM Fee Antitrust Suit
- Loan Officers Hit Americash With Overtime Action
- UK Competition Watchdog Pushes Ahead With PPI Ban
- Kohl Aims To Add Anti-Leegin Bill To Finance Reform
- FDIC, PBGC Balk At WaMu's Disclosure Statement
- Hazards Of The Home Affordable Modification Program
- AHLH Aims To Stop Creditors From Hijacking Claims
- Rajaratnam Wants Goldman Trade Evidence Stricken
- SEC, States Launch Probe Of Wall Street Muni Deals
- Scandals Will Force Change At Rating Agencies: Attys
- Wall Street Probes Will Need Smoking Gun: Experts
- Senate Sets New Curbs On Credit Rating Agencies
- RealTime Strikes Again On Data Compression Patent
- FDIC Proposes To Make Banks Draw Up Living Wills
- IBM Loses Bid To Seize BGC Software In Copyright Fight
- Hancock Park Faces WARN Suit Over Plant Closing
- More Wall Street Banks Face Criminal Probes: Report
- Cuomo Eyeing Whether Banks 'Duped' Rating Agencies
- NYSE Punishes Goldman, Others For Violations
- Heller Ehrman Renews Ch. 11 Liquidation Plan
- Plaintiffs Firms Sanctioned Over ANZ Securities Case
- Citigroup Settles Legg Mason Brokers' OT Class Action
- Countrywide Fraudster Testifies In Iranian Wire Suit
- Senate Allows Fed To Keep Oversight Of Small Banks
- WaMu Securities Holders Call Plan 'Unconfirmable'
- Feds Eyeing Morgan Stanley 'Dead Presidents': Report
- Greenberg Traurig Sued Over Mortgages Ltd. Collapse
- E-Trade Loses Bid To Dodge Securities Class Action
- Mesirow Employees Ordered To Pay $2M Over Secrets
- Wachovia Ordered To Pay In Broker-Raiding Feud
- Regions Escapes Suit Over 'Misleading' $345M Offering
- Fair Isaac Loses New Trial Bid In Credit Scoring Suit
- American Century Gambling Investment Suit Busted
- Senate Greenlights Audit Of Fed Crisis Activity
- Fannie Mae, KPMG Settle Accounting Fraud Suit
- Clifford Chance Scores Pillsbury Restructuring Partner
- BNY Mellon Unit Knew About Madoff Fraud: Cuomo
- Mortgage Lenders Strikes Deal In Overtime Action
- CFTC, SEC Joint Committee To Probe Market Issues
- The Expansion Of Hedge And Private Equity Funds
- Exchanges Agree To Coordinate Trade Procedures
- ABN AMRO To Forfeit $500M For Sanctions Violations
- Barclays To Sell Part Of UPP For £800M: Report
- Fly Loses Bid To Reverse 'Hot News' Injunction
- Federal, Fremont Settle E&O Coverage For $10M
- EU Committee OKs Boards, Delays Hedge Fund Vote
- Zuckerman's Fraud Claims Against Merkin Still Alive
- Goldman Says It Expects More Lawsuits
- Ex-Integrity Bank Execs Hit With Fraud Charges
- Barclays Knew Of Cushion In Lehman Deal: Exec
- Rajaratnam Claims Wiretaps Weren't Constitutional
- Munger Tolles Nixed From Wachovia Contract Suit
- Ex-Refco Directors To Forfeit $39M To Fraud Victims
- Senate Blocks Measure To Break Up Too-Big Firms
- Goldman CEO Blankfein To Keep Chairman Post
- Countrywide, KPMG Reach $624M Deal In Fraud Case
- Senate Defeats GOP Effort To Water Down CFPB
- DTCC Atty Mum On Barclays-Lehman Deal Pressure
- Ex-CalPERS Execs Hit With $95M Pay-To-Play Suit
- Goldman Faces $3M Copyright Suit Over Data Access
- Former NFL Star Reaches Deal With SEC
- Western Union Can't Appeal Award Against MoneyGram
- 3rd Circ. Sides With Insurers In Delta Finance Spat
- Stranger-Owned Life Insurance: Windfall Or Disaster?
- Countrywide Atty Seeks To Bar 'Flying Blind' E-Mail
- Pension Fund Seeks To Block CyberSource-Visa Deal
- Deal Site Loses Bid To Toss EDGAR Copyright Suit
- Senate Approves 'Too Big To Fail' Compromise
- Fla. Law Firm Hit With Negligence Suit Over $30M Loan
- WaMu Shareholders Lose Bid To Appoint Examiner
- Judge Won't Trim $60M Bond Suit Against Goldman
- IKB Loses Bid To Escape Rhinebridge Suits
- CalPERS Suit Against Ratings Agencies Still Kicking
- Wachovia Call Center Overtime Suit Nears Resolution
- Goldman To Keep Up The Fight, For Now
- Sens. Call For Tougher Sentences For Fraud Offenders
- Fed Wants Review Of FOIA Ruling On Bailout Info
- FINRA To Take Over NYSE Euronext Market Oversight
- Orrick, Ex-Thornburg Execs Try To Boot Fraud Suit
- Goldman Fined By NYSE, SEC Over Short Sales
- Considering ILPA Private Equity Principles
- Lehman CDO Assets Worried Barclays: Sidley Atty
- Examiner Bid Nixed For Now In Flowers Funds Ch. 11
- Geithner Defends Banking Risk Fee Before Senate
- Apax Partners Snaps Up Tech Security Firm Sophos
- 9th Circ. Denies Co-Counsel Fees In Citi FLSA Spat
- MBIA Barred From Municipal Bond MDL Exit
- Goldman Sachs Subpoenaed In Galleon Case
- Citi Swap Provider Pleads For Ruling In Contract Dispute
- Barclays Almost Bailed On Lehman Deal: Top Lawyer
- Private Equity Firms Near $3.1B Deal For Pearson Unit
- Chase Says Ex-Employee Stole Info For Morgan Stanley
- Goldman Expects More CDO Litigation: SEC Filing
- Weil Reps Oak Hill In $570M Dave & Buster's Deal
- Fla. Madoff Suits Stayed Pending Action By Trustee
- AmEx Antitrust Case Remanded After Stolt-Nielsen
- Amendment Would Make Firms Disclose Short Sales
- Supreme Court Remands First Republic Fraud Suit
- High Court Denies Cert To JPMorgan In FLSA Suit
- Visa, M&T Bank Resolve Actus E-Payment Patent Spat
- 3 Myths Of In-House Attorney-Client Privilege