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Banking - January, 2011
286 articles
- Trade Group Asks SEC For Answers On Expert Networks
- Deutsche Bank To Pay $14M In GM Swap Settlement
- Broker Manipulated Rice Futures, Trader Class Says
- Nutter Atty To Aid Mass. In SEC Goldman-Cahill Probe
- Tourre Loses Bid To Delay Depositions In SEC Fight
- Bankrupt Vertical Founder Sent Into Liquidation
- Velvel Loses Latest Appeal Bid Against Madoff Trustee
- WaMu Underwriters Can't Shake Securities MDL
- The Persistent Churn Of Law Firm CMOs
- McKinsey Cries Foul Over Rajaratnam Subpoena
- Conn. Bank Hits Countrywide With Subprime Action
- Convicted Goldman Programmer Fights For Acquittal
- Feds Call Dismissal Bid By Madoff Aides 'Frivolous'
- Judge Hits Minn. Ponzi Mastermind With $85M Penalty
- Quellos Execs Get 4 Years Each For Tax Scheme
- Ex-Sky Capital Brokers Cop To $140M Fraud Scheme
- COFC Correct Venue For FDIC Contract Suit: Fed. Circ.
- SEC Fights Tourre's Bid To Delay Depositions
- Ex-J&G Attys Want Evidence Barred In Tax Fraud Case
- Akin Gump, Sydow Clash Over Stanford Suit's Venue
- US Hits Back At Ex-Seyfarth Atty's Dismissal Bid
- Disney Secretary's Boyfriend Gets 2 Years In Fraud Plot
- Rothstein Partner Settles With Bankruptcy Trustee
- Convicted Lancer Fraudster Remains On Hook
- Ky. Bank To Take Merrill Lynch ARS Suit To 2nd Circ.
- The WaMu Lesson: Craft Your Releases Carefully
- US Targets HSBC Over Tax-Evasion Services
- SEC Study Urges Unified Website For Investor Info
- Goldman's Tourre Seeks Deposition Delay In SEC Suit
- Feds Predict Attacks On Witnesses In Tax Fraud Case
- Ore. Hits Countrywide With $14M Subprime Suit
- NY AG's Office Beefs Up Fraud-Fighting Units
- Ex-Bank Exec Cops To Insider Trading Scheme
- Morgan Lewis Reps Susquehanna In $273M Bank Buy
- Investment Banks Should Lower Underwriting Fees: UK
- Aspen Exploration Owners Plead Guilty In $56M Fraud
- SC Sues BNY Over $200M In Subprime, Lehman Losses
- Smart Technologies Faces Class Action Over $660M IPO
- Wis. Gov. Signs Tort Reform Bill Despite Criticism
- Culture Shock: Private Equity Under The Microscope
- Financial Crisis Was Preventable, Report Says
- Pulsar Re Says Lehman Looted $450M Ahead Of Ch. 11
- Stanford Ruled Incompetent To Stand Trial
- CDR Asks Judge For 15-Month Delay In Bid-Rigging Trial
- MissPERS Seeks Return To $950M RBS Securities Suit
- Money Manager Indicted Over Regulator Death Threats
- Ex-Lancer Exec Loses Bid To Nix $200M Fraud Case
- CFTC Uses New Forex Authority To Sue 14 Dealers
- 2 Ex-Galleon Traders Plead Guilty As Trial Nears
- House Panel Absolves Lawmakers In Fundraising Probe
- Latham Reps Carlyle In Dutch Private Equity Firm Buy
- Asset Managers Face New CFTC Disclosure Rules
- Nadel Receiver Reaches Deal With Calif. Investor
- Madoff Investors Slam SEC, Sue Agency For Negligence
- New Lehman Plan Ups Unsecured Creditors' Recovery
- Wiretaps, Electronic Searches And The 4th Amendment
- UK Fines Barclays $1.8M For Mixing Client Funds
- K&L Gates Adds Corporate, Energy Partners In London
- FDIC Sues Dead Bank Over Millions In Bad Loans
- Manhattan DA Wants To Give Martin Act More Bite
- Obama Taps Cohen As Economic Sanctions Chief
- Ex-Thornwater Exec Pleads Guilty In $140M Fraud Case
- FASB Backtracks On Fair Value Accounting
- Ambac Assurance Rehabilitation Plan Approved
- Quellos Execs Seek Minimum Sentence For $240M Fraud
- BofA, Dynasty End Worker Trade Secrets Suit
- Merrill Lynch Settles SEC Fraud Charges For $10M
- Man Claims Insanity In $15.8M Ponzi Scheme Case
- Advisers To Drop Most Claims Against Morgan Stanley
- Venture Financial Strikes Deal In ERISA Action
- Retirees Can't Sue Over Enron Losses, JPMorgan Says
- House Reps Tussle Over Funding For Finance Regulation
- Dodd-Frank's Orderly Liquidation Authority
- Investors Hit Countrywide With Subprime Fraud Suit
- Del. Judges Put Mortgage Doc Destruction On Hold
- SEC Orders Ex-SpatiaLight CEO To Pay $3.3M
- Ex-New York Financial Head Cops To $1.6M Fraud
- Bear Stearns Securities Action Survives Dismissal
- BNY Mellon Slammed With Age, Sex Bias Suit
- Fed. Circ. Upholds BofA Mini Credit Card Patent
- Lender Battles Garrison Properties Over Cash In Ch. 11
- SEC Calls For Uniform Fiduciary Duty Standard
- Dodd-Frank: Rating Agencies And The ABS Market
- Former Madoff Worker Hits Back At Atty Fee Freeze
- High Court Reverses Ruling On Credit Card Rate Hikes
- High Court Won't Review $65M RBC Securities Verdict
- Ex-Lehman Execs Want Savings Plan Action Tossed
- Morgan Stanley Banker Linked To Galleon Case
- Office Assistant Pleads Guilty In $8M Ponzi Scheme
- Court Refuses To Give Lancer Insider Settlement Docs
- Insurance Gap Triggered Loan Default, Court Says
- Credit Suisse May Have Dealt In Bad Faith: NY Court
- Simpson Reps People's United In $493M Danvers Buy
- DoubleLine Chief Can Keep Mutual Fund Proceeds: Judge
- JPMorgan, Other Banks Hit With False Marking Suits
- The Rise Of 3rd-Party Litigation Funding
- Mass. Lawyer Gets 12 Years For $10.6M Mortgage Fraud
- Sovereign Loan Officers Sue For Overtime
- WaMu Eyes Quick Turnaround On Amended Ch. 11 Plan
- DOJ Fights Bankrupt Lender's Bid To Trash Loan Docs
- Cleveland Asks High Court To Hear Subprime Suit
- SEC Sues West End Investment Firms For Fraud
- 10th Circ. Affirms Grant Thornton Win In IMergent Suit
- SEC Adviser Oversight Rules Fall Short: Report
- 2 Ex-IKB CEOs Off Hook in Rhinebridge Class Action
- SEC OKs Disclosure Rules For Asset-Backed Securities
- CFTC Seeks To Streamline Agricultural Swaps
- Pros And Cons Of Cloud Computing
- Feds Accuse Life Insurance Bond Co. Of $670M Fraud
- Merrill Moves To Nix Funeral Investment Suits
- Entry-Level Auditors Slap KPMG With Overtime Suit
- Ex-Taylor Bean Chief Chases Docs In $2B Fraud Case
- Ex-Swiss Banker Fined For Giving Data To WikiLeaks
- Nearing Trial, Lancer Insider Seeks Settlement Info
- Goldman Sachs Unit Hit With Contract Suit Over Oil
- Russia To Fine Insurers At Least $2.3M For Collusion
- Creditors Face New FDIC Claims Resolution Rules
- Tearful Chiesi Pleads Guilty To Insider Trading
- Judge Denies Class Cert. In RBS Subprime Action
- J.Crew Settles Shareholder Action Over $3B Sale
- Trustee Sues JPMorgan Affiliate For Mortgage Records
- Cantor Can't Seek Damages For 9/11 Employee Deaths
- D&O Insurance, An Overview: Part 2
- WaMu Equity Holders Appeal $10B Global Settlement
- Puerto Rico Bank Popular Hit With Shareholder Suit
- Morgan Stanley Employee Class Claims Fall Short
- FDIC Sues Ga. Bank Execs Over $70M In Bad Loans
- 9th Circ. Revives 24 IPO Suits Against BofA, Others
- Court Rules Fla. Law Can't Stop BofA Convenience Fees
- Fund Ex-Manager Nabbed For Alleged $3.5M Fraud
- Final Claim In Refco Ch. 7 Bankruptcy Dismissed
- 2nd Circ. Revives Parmalat Venue Dispute
- BofA Says Seizure Of Lehman Deposits Not Malicious
- NextStep Founder Gets 16 Years For $6M Ponzi Scheme
- Willkie Reps Brookfield In $1.7B General Growth Deal
- Ex-Lancer Exec Can't Shake $200M Fraud Case
- SEC Unveils Rules For Documenting Derivatives Market
- Wachtell Reps Comerica In $1B Sterling Bancshares Buy
- High Court Refuses To Hear Stanford's Bail Appeal
- Weil Advises Advent In $1.5B Buy Of Priory From RBS
- Innkeepers Strikes $1.14B Deal With Lenders
- Barclays To Pay Up To £67M In Investor Advice Probe
- White House Embarks On Regulatory Overhaul
- German Firms Sue Citigroup Over $150M In Losses
- Judge Nixes Catholic Man's Suit Over AIG Bailout
- SEC Rankles Financial Firms With FCPA Probe
- Hedge Funds Appeal $4B WaMu Securities Win
- Bankruptcy Appeals Court Says Qualia Can Avoid Liens
- Ex-Ropes & Gray Atty Cops To Galleon Trading Plot
- Money Manager Threatened To Kill 47 Regulators: FBI
- Ex-BDO Chief Says Feds Sabotaged Tax Fraud Defense
- AIG Unveils Plan To Pay Back Rest Of $182B Bailout
- SEC Blasts Hedge Fund Adviser Over $53M Self-Dealing
- Directors And Officers Can't Hide In Del.
- Judge Orders Hedge Fund Manager To Pay $1.4M
- CFTC Eyes Black Diamond Execs Over $35M Ponzi Plot
- SEC Drops Suit Against Dead Madoff Feeder
- Moody's, Fitch, S&P Escape Securities Action
- Ex-Perot Trader Faces 10 Years For Securities Fraud
- Creditors Attack Lehman Ch. 11 Exit Progress
- Ex-Bank One Exec Gets 5 Years For Alleged Tax Scheme
- Treasury Blacklists 26 Firms Over Iran Ties
- Feds Wait On High Court For Conrad Black Retrial
- DOL Asks 6th Circ. To Revive KeyCorp ERISA Action
- US Wants Stanford Evaluated In Government Facility
- TMST Creditors Fight Orrick Bid To Move Fee Request
- Highlights: 2010 Dodd-Frank Initiatives
- NY Pension Fund, BofA Settle Subprime Suit For $4.25M
- Judge OKs $7.2B Picower Settlement In Madoff Case
- Judge Guts Royal Bank Of Scotland Securities Action
- CFTC Adopts Proposed Position Limit Rule
- Wall Street Faces New FINRA Disclosure Rules
- CTS Drives Into Ch. 11 After Comerica Seizes Assets
- Insider Trading Case Over Tech Cos. Sent To NY
- Morgan Stanley Seeks Dismissal Of Doc Demand Suit
- Ex-Bank One Exec Asks To Remain Free Pending Appeal
- SEC Renews Push For Wiretaps In Galleon Fraud Suit
- UK's Henderson To Nab Gartmore For £335.3M
- WaMu Cheated Ex-Worker Of $1.3M Severance: Judge
- Ex-Clark Dodge Brokers File OT Class Action
- CFTC Delays Rules To Curb Banks' Voting Power
- USPTO Nixes RealTime Data Compression Patents
- 7th Circ. Upholds H&R Block Win In Wage Action
- Judge Keeps McGinn Smith Exec's Trust On Ice
- La Madrid To Pay $7M For Hedge Fund Fraud
- Ex-TMST Execs' Bid For Defense Costs Trimmed
- Ex-KB Home CEO Drops Appeal In Backdating Case
- Radical Bunny Managers Want SEC Fraud Case Nixed
- Norwegian Investors Hit Citi With Securities Suit
- D&O Insurance, An Overview: Part 1
- Latham Adds Broker-Dealer Partner In NYC
- Senators Prod CFTC To Tighten Energy Position Limits
- AIG To Sell Nan Shan Unit For $2.2B
- SEC Triumphs In Canadian Trading Case
- Lawmakers Probe $3.3B Loan Deal With BofA, Ally
- CFTC Accuses Calif. Man Of $14M Ponzi Scheme
- Schwab Units Strike $119M Deal In YieldPlus Case
- US Chamber Calls For End To 'Regulatory Tsunami'
- Investors Ask 2nd Circ. To Revive Moody's, S&P Claims
- Ex-Bank One Exec Must Pay $3M In Tax Scheme Case
- NY Appeals Court Nixes Suit Over MBIA Restructuring
- Freshfields Reps BMO In Lloyd George Buy
- DC Circ. Revives Race Bias Suit Against Fed
- Ex-PGR Analyst Pleads Guilty To Insider Trading
- Khuzami In Hot Seat Over $75M Citi Settlement
- Terra Firma To Appeal Pro-Citi Verdict In EMI Suit
- NY Atty Admits Role In $23M Mortgage Fraud
- Forex Dealer Accuses CFTC Of Flubbing Hedging Ban
- Tribune, Lenders Resist Further Ch. 11 Discovery
- Charity Sues Accountants Over $10M Bloom Fraud
- PwC Beats Reconsideration Bid In Lipper Case
- SEC Sues 4 In Galleon Insider Trading Case
- Corporate Bankruptcies Tumble By Half In 2010: Report
- WexTrust Ponzi Defendant Asks To Ditch Attys
- With UK Deal, US Gains Access to Lehman Audits
- The UK's New Remuneration Code
- 3 Plead Guilty To UK Insider Trading Plot
- BofA Spared Costs In $144M Investor Fraud Suit
- Wells Fargo Can't Dodge Pruco Insurance Suit
- Deutsche Must Produce Info In J&G Tax Shelter Case
- Fortis Dutch Fraud Suit Could Enable Non-US Claims
- Ex-Telco Exec Settles SEC Kickback Suit
- Mass. Court Voids Wells Fargo, US Bank Foreclosures
- Baker Botts Partner To Head PCAOB
- Oppenheimer Loses $19M Broker Raid Case Against Citi
- TMST Trustee Says Orrick Should Get No Fees
- WaMu Ch. 11 Plan Sent Back For Changes
- Stanford's Trial Delayed Over Mental Competence
- SEC Comes Down On $60M Ponzi Scheme
- WaMu Investors Win Class Cert.
- Lender Slaps Euler Hermes With $6M Coverage Suit
- Suits Over Firms' Bank Doc Retention Stay Separate
- UBS Tip Recipient Cops To Insider Trading
- Ex-Madoff Aide Wins Release After Judge Cuts Bail
- MBIA, RBC Drop Subprime CDS, Restructuring Suits
- What Did You Know, When Did You Know It?
- BofA Faces Mortgage Loan Officer FLSA Action
- Liberty Units Rebuff $450M AIG Insurance Pool Deal
- WaMu Noteholders' Claims Pushed To Back Of Line
- Bond Insurer Hits Goldman With $120M Abacus Suit
- Broker Gets 32 Months For Swindling Clients
- AmFin Files Ch. 11 Plan Under $765M FDIC Cloud
- UK Fines Surety Bond Exec Over $3M Fraud
- Judge Strips GSC Execs Of Ch. 11 Control
- Ex-Equipment Finance Execs Settle Fraud Suit
- 9th Circ. Says Feds Must Return $2.5M To Ex-Ukraine PM
- 8th Circ. Revives D&O Suit Over Bank Exec's Defense
- Chase Can't Shake Cardholder APR Class Action
- Goldman To Sell $446M Stake In Japanese Golf Operator
- Madoff Trustee Wins OK For $500M Union Bancaire Deal
- High Court Asked To Mull UBS Disability Plan Language
- Judge Scraps Barclays Securities Class Action
- 9th Circ. Overturns Win For Accused Korean Embezzler
- New Trial Bid Centers On Jenkens & Gilchrist Docs
- NY May Merge Insurance, Banking, Consumer Agencies
- 2nd Circ. Targets AXA Tactics In Retaliation Suit
- Feds Defend Use Of E-Mails In $200M Lancer Case
- Morrison Shortens The Long Arm Of The Law
- Consumer Agency, State Regulators To Combine Efforts
- Galleon Defendants Can't Shake Insider Trading Case
- Bond Insurer Hits Wells Fargo With Real Estate Suit
- Homeowners Sue BofA Over Hidden Insurance Fees
- JPMorgan Faces Class Action Over Autodial Debt Calls
- FDIC Seeks $2.5B From Execs Of Failed Banks
- La Madrid Brothers Cop To $30M Hedge Fund Fraud
- Del. High Court Affirms Dismissal Of PwC Fraud Suit
- DOJ Wins Access To Docs In CDR Bid-Rigging Suit
- Madoff Investor's Suit Over $6.6M Divorce Deal Revived
- US Says High Court Ruling Can't Kill $200M Lancer Case
- Networking Insider Trading Defendants Win Bail Deals
- A 'Storm Warning' For The Reinsurance Industry
- BofA Exits RealTime Data Compression Patent Suits
- Judge Lets FDIC Intervene In Downey Tax Refund Suit
- Contract Claims Cut From Wells Fargo Mortgage Action
- Creditors Slam Meruelo Maddux Ch. 11 Plans
- BofA Pays $3B To Freddie, Fannie In Subprime Deal
- Judge Denies Bail In Marvell Insider Trading Case
- Ex-Madoff Operations Chief Seeks To Toss Indictment
- Stearns Faces Overtime Action From Underwriters
- Pimco Settles Short-Seller Action For $92M
- DOJ Knocks SEC, CFTC Derivatives Proposals
- Rattner Settles Pension Kickback Claims For $10M
- The Global Squeeze On Insider Trading
- Judge Lifts Litigation Hurdle To Porsche-VW Merger
- Laminate Exec Fights To Revive Bank Of India Suit
- Feds Lose Bid To Revoke Ken Starr's Bail