October 26, 2011

United States Securities and Exchange Commission v. Gupta et al

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Case Number:

1:11-cv-07566

Court:

New York Southern

Nature of Suit:

Securities/Commodities

15:77 Securities Fraud

Judge:

Jed S. Rakoff

Firms

United States Securities and Exchange Commission v. Gupta et al

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News Coverage, Answers, Appeals, Complaints, Motions, Orders, Trial Notes

Complaint


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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. November 15, 2012

    Gupta Should Pay $15M In Insider Trading Case, SEC Says

    The U.S. Securities and Exchange Commission said Wednesday that former Goldman Sachs Group Inc. director Rajat Gupta, who was sentenced to two years in prison as part of a federal crackdown on insider trading, should pay the maximum civil penalty of $15 million.

7 other articles on this case. View all »

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