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September 23, 2013

Securities and Exchange Commission v. Spinosa

Track this case

Case Number:

0:13-cv-62066

Court:

Florida Southern

Nature of Suit:

Securities/Commodities

Judge:

Kenneth A. Marra

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2015

    Ex-TD Bank VP Mired In Rothstein Fallout Cuts Deal With SEC

    A Florida federal judge on Monday approved a consent judgment against former TD Bank regional vice president Frank Spinosa, who was accused by the U.S. Securities and Exchange Commission of defrauding investors as part of attorney Scott Rothstein's $1.2 billion Ponzi scheme.

2 other articles on this case. View all »

Parties

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