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January 30, 2014

Securities and Exchange Commission v. Gerasimowicz et al

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Case Number:

1:14-mc-00030

Court:

New York Southern

Nature of Suit:

Judge:

Part One

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 12, 2014

    SEC Asks Court To Enforce Ex-Hedge Fund Chief's $5M Fine

    The U.S. Securities and Exchange Commission has asked a New York federal court to enforce a judgment ordering a former hedge fund manager to fork over $5.1 million in disgorgement and fines owed for securities law violations.

1 other articles on this case. View all »

Parties

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