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March 13, 2014

Securities and Exchange Commission v. Dennis

Track this case

Case Number:

1:14-cv-01746

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

John G. Koeltl

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 22, 2014

    Wary Judge OKs SEC 'No-Admit' Pact With Ex-SAC Analyst

    A New York federal judge on Tuesday approved the U.S. Securities and Exchange Commission's "no-admit, no-deny" insider trading settlement with a former SAC Capital Advisors LP analyst, but said he still didn't know whether the deal was fair.

1 other articles on this case. View all »

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