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Securities and Exchange Commission v. Dennis
Case Number:
1:14-cv-01746
Court:
Nature of Suit:
Judge:
Government Agencies
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April 22, 2014
Wary Judge OKs SEC 'No-Admit' Pact With Ex-SAC Analyst
A New York federal judge on Tuesday approved the U.S. Securities and Exchange Commission's "no-admit, no-deny" insider trading settlement with a former SAC Capital Advisors LP analyst, but said he still didn't know whether the deal was fair.
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April 09, 2014
Judge Questions SEC 'No-Admit' Pact With Ex-SAC Analyst
A New York federal judge recently pressed the U.S. Securities and Exchange Commission to explain its decision to settle an insider trading case against former SAC Capital Advisors LP analyst Ronald Dennis without requiring him to admit or deny wrongdoing.