Ex-CCO Says She Was Fired For Blowing Whistle On Boss

By Sarah Jarvis · July 9, 2019, 5:31 PM EDT

A former chief compliance officer with the broker-dealer National Securities Corporation said the company CEO fired her after she uncovered and reported his insider trading, according to a suit filed Monday...

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Case Information

Case Title

Johnson et al v. National Securities Corporation et al

Case Number

1:19-cv-06197

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

July 03, 2019