UBS Says Fired Adviser Not Whistleblower Under Dodd-Frank

By Jon Hill · June 13, 2017, 4:06 PM EDT

UBS Financial Services Inc. urged a New Jersey federal court on Monday to toss a former financial adviser's wrongful termination suit, saying that the ex-employee can't claim his firing was unlawful...

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Case Information

Case Title

PRICE v. UBS FINANCIAL SERVICES INC.

Case Number

2:17-cv-01882

Court

New Jersey

Nature of Suit

Securities/Commodities

Date Filed

March 22, 2017