SEC Says Brokers Made $1.7M Lying To Federal Employees

By Jack Newsham · July 31, 2017, 5:51 PM EDT

The U.S. Securities and Exchange Commission sued four former broker-dealers in Georgia federal court on Monday, saying they pocketed $1.7 million by deceiving hundreds of federal employees into shifting their Thrift...

To view the full article, register now.

Documents

Case Information

Case Title

Securities and Exchange Commission v. Keystone Capital Partners, Inc. et al

Case Number

1:17-cv-02873

Court

Georgia Northern

Nature of Suit

Securities/Commodities

Date Filed

July 31, 2017