Reluctant Judge Approves SEC No-Fault Settlement

By Brian Amaral · August 18, 2017, 6:03 PM EDT

A Massachusetts federal judge signed off on a $5,600 settlement between the U.S. Securities and Exchange Commission and a woman accused of tipping off her parents about regulatory concerns involving a...

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Case Information

Case Title

Securities and Exchange Commission v. Dubuc

Case Number

1:17-cv-11180

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

June 27, 2017