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Banking - February, 2011
302 articles
- Citibank Exits MBIA Insurance Fraud Suit
- Questar Beats Mich. Action Over $250M Ponzi Scheme
- Allstate Targets Credit Suisse In Latest MBS Suit
- J&G Defendants Face Tough Battle In Tax Trial
- Morgan Stanley Can't Escape CDIB Fraud Suit
- 1st Circ. Affirms Carlyle Win In Huffington MBS Suit
- Judge Denies Motion To Dismiss In $4.5M Ponzi Case
- NM Real Estate Co. Denies Running $76M Ponzi Scheme
- SEC Counsel Says Madoff Ties Didn't Warrant Recusal
- Ex-SocGen Trader Gets 3 Years For Stealing Code
- CORRECTED: Simpson Reps Blackstone In $9.4B Buy Of Centro Malls
- Brokerage Sues ICAP Over Employee Defections
- 2nd Circ. Revives MBIA Securities Class Action
- AmEx Could See $500M More In Legal Costs
- Swiss Re, BNY Fight €62.5M Swap Liability
- New HIPAA Obligations For The Financial Industry
- Wells Fargo To Pay $7M To Settle Techies' OT Suit
- Sydow Suit Over Stanford Fees Returns To State Court
- MassMutual Brings Credit Suisse Into MBS Battle
- SEC Targets Citi's Subprime Mortgage Business
- Countrywide Gets OK For $624M Deal In Subprime Suit
- Fines Likely From Foreclosure Probe: Wells Fargo
- Dechert Wants Nonbank Designation Rule Barred
- House Republicans Eye Top SEC Atty's Madoff Ties
- Orrick Adds K&L Gates Corporate Veteran In NY
- Most Claims Live In Madoff Trustee's $1B Adviser Suit
- Chase Faces Class Claims Over Home Equity Plans
- Merrill Didn't Say Enough About ARS Meddling: Atty
- What DDJ Management Means For Lenders
- Terror Victims Ask 2nd Circ. To Revive $650M AmEx Suit
- Freddie Mac Exec Gets Wells Notice Amid SEC Probe
- BofA Dodges Calif. ARS Action
- RSL Investors' Attys Nab $2.5M In Lehman Fraud Suit
- MERS Can Pursue Foreclosure, Calif. Court Rules
- SEC Targets 3 Over $63M Microcap Fraud
- MassMutual Sues RBS Over $235M In 'Junk' MBS
- Ex-US Mortgage Head Gets 14 Years For $136M Fraud
- 3rd Circ. Lets SEC Ruling On PHLX Bylaw Stand
- Arch Faces Resistance In Hartford Raid Suit
- Mets Owners Delay Fight For Discovery In Madoff Case
- China Nixes US Bid For WTO Duties, Credit Panels
- DOJ Sues 3 For $112M In Improper Tax Deductions
- NY Jury Convicts 2 In $6M Watermark Fraud Case
- CFTC Seeks Comment On New Disruptive Trading Order
- Genesco Investors Push To Sue UBS Over Merger Flop
- Deutsche Bank Korean Unit Hit With 6-Month Ban
- Ex-Taylor Bean Treasurer Pleads Guilty To $2B Fraud
- Case Study: In Re Colonial BancGroup
- Capital One, Others Hit With Check Imaging IP Suit
- ING Faces Class Action Over Pension Plan Kickbacks
- BofA Warped Loan Quality Behind $1B In MBS, Suit Says
- Ex-Schwab Worker Tried To Lure $400M In Clients: Suit
- Shareholders Fight $192M LaBranche Sale To Cowen
- E-Trade Could Face FINRA Action Over ARS Sales
- Ex-BoNY Execs Ordered To Talk In $4M Pension Row
- JPMorgan Wins 5th Circ. Sex Bias Case
- UK Court Rejects BGC Appeal Over Employee Raid
- Credit Union Head Gets 9 Years For Embezzlement
- Expert Networking Defendant Wins Bail Package OK
- Visa, Danaher Deals Get Early FTC Clearance
- Exchanges Lash Out At CFTC Regulation
- CFTC Strikes Deal In Forex Trader Case
- Credit Suisse Bankers Charged With $3B Tax Fraud
- SEC's Top Lawyer Faces Madoff Clawback Suit
- Assessing FINRA Priorities And Results
- Barclays Not Entitled To $5B From Lehman: Judge
- Guggenheim Funds Seek $10M In Imposter Case
- Onex Exerted Undue Influence On $3B EMS Deal: Suit
- 2nd Circ. Affirms Toss Of Chase ATM Fee Action
- FINRA Immune From Merger Action: 2nd Circ.
- Prudential's $27M Suit Over Ethanol Plants Survives
- Veritas Fights Ex-Stakeholder's Work On Outside Deal
- Trustee Hits Citi With $430M Suit Over Madoff Deals
- Owner Of Brunsman Cos. Cops To $52M Bank Fraud
- High Court Nixes Argentina's Asset Seizure Appeal
- Teller Hits JPMorgan With Wage Class Action
- Barclays Accused Of Aiding Unfair $5B Del Monte Deal
- Galleon Defendant's Firm Faces Boot Over Job App
- Top FINRA Enforcer Headed Back To Private Sector
- JPMorgan Says Lehman Dumped 'Goat Poo' Assets On It
- United Western Fights OTS, FDIC Seizure
- Allstate Hits Citi, Deutsche Bank With MBS Suits
- Grant Thornton Targets Equity Firm In Refco MDL
- Judge Refuses To Overturn Ambac Tax Injunction
- Judge Lets MissPERS Back In $950M RBS Fraud Suit
- Rabbi Gets 4 Years For $4M SAC Capital Extortion Plot
- Ambac Unit Slaps JPMorgan With New Subprime Suit
- GAO Tosses US Bank Protest Against GSA
- Global Insurers Fight Placement On Risk List
- SEC, CFTC Told To Revamp High-Frequency Trade Rules
- Stars Among Creditors In Starr & Co. Bankruptcy
- Broker-Dealer To Pay $21M To End Offering Actions
- UniCredit Says Picard Lacks Standing In $60B Suit
- Where Do We Go From US Bank V. Ibanez?
- FINRA's Expanded Obligations For Broker-Dealers
- Apollo Loses Bid To Dodge Buyout Antitrust Action
- Judge Freezes Assets Of 3 Alleged Ponzi Schemers
- Wick Phillips Adds H&B Energy, Contracts Atty
- ARS Action Against Failed Student Lender Tossed
- Expert Network Scheme Suspect Fights For Release
- Stanford Accuses US Of Rights Violations
- SEC Corruption Probe Prompts Scrutiny Of Deals
- Australia, New Zealand Ease Investment Regs
- NBH Picks GC From Ranks Of Dickinson Financial
- US Questions Brazilian Subsidies At WTO
- 3 Ex-Countrywide Officers Trimmed From BofA MBS Suit
- Bernanke Questions Small-Bank Swipe Fee Exemption
- Credit Agricole Loses $478M Claim Over Repo Deal
- Man Used NFL Contacts To Fuel $41M Ponzi Plot: Feds
- A Little Credit, Please
- ArmorWorks Sues Goldman Over Contract Dispute
- Ex-Swiss Banker Loses WikiLeaks Coercion Appeal
- Lawmakers Plan To Tighten Sanctions On Iran
- Freddie Mac Ex-CFO Faces Possible SEC Action
- Con Man Gets 13 Years, $8M In Fraud Scheme
- Harbinger Pays Nacco $60M To End Takeover Row
- Lancer Fund Manager Can't Shake $200M Fraud Case
- Allstate Hits JPMorgan With MBS Fraud Suit
- Shareholder Fights $10B NYSE-Deutsche Boerse Deal
- Picard Never Met Madoff, Atty Says
- Judge Tosses NML Suit Against Energia Argentina
- 2nd Circ. Clears Hedge Fund In Compensation Suit
- Ousted JPMorgan Exec Renews Whistleblower Suit
- MBS Sales Need Review, Bond Insurers Tell NY Reps
- E&Y Atty Fights Trading Conviction In 2nd Circ.
- Rajaratnam Loses Last-Minute Wiretap Exclusion Bids
- MassMutual Sues Deutsche Bank Over $125M In MBS
- Family, Fraud And Forfeiture: US V. Warshak
- Ex-Credit Bancorp CEO Ordered To Disgorge $21M
- Judge Should Stay OT Action Or Change Venue: KPMG
- Lawmakers Clash Over Financial Crisis Report
- Ambac Says DOJ Tax Suit Violates Injunction
- Meridian Says It Was Madoff's Victim, Not Feeder Fund
- Ex-Hedge Fund Exec Fails To Nix Rajaratnam Subpoena
- Judge Delays $5B Del Monte Deal, Rips Barclays
- Fannie, FHFA Defend Legal Aid For Ex-Officials
- Wire Fraud Convict Asks 2nd Circ. To Undo Verdict
- Fugitive Fund Manager Charged In $4M Ponzi Scheme
- Hedge Fund Fraudster Seeks Review Of $3.8M Penalty
- Sky Capital Exec Cops Plea In $140M Securities Fraud
- $217M ARS Suit Against Deutsche Bank Gets Go-Ahead
- Fraud Victims 'Breaking The Bank'
- Simpson Thacher Reps CBRE In $940M ING Deal
- Pros And Cons Of SEC Rule 204(b)-1
- Regulators Seek To Quell Fears Over Swap Margin Rule
- NY Judge Derides $49M Aetna Suit V. Lehman Affiliate
- Deutsche Boerse, NYSE Promise Huge Synergies
- Gov't Demands Discovery In Rajaratnam Case
- Quinn Emanuel Picks Up Kirkland Finance Pro
- Goldman's Tourre Asks Judge To Toss SEC ABACUS Suit
- Obama Proposes User Fees To Bolster CFTC Funding
- Feds Want In On $84M Crown Forex Fraud Suit
- Manulife Buys Investment Adviser Optique Capital
- Carrillo Huettel Must Show Records In SEC Probe: Judge
- DOJ Could Get $28B Bump In 2012 Budget
- Alleged Guggenheim Imposter Makes Bail
- Hedge Funds Sue Anglo Irish Bank Over $200M Stake
- SEC Ignored Red Flags In Westridge Fraud: IG Report
- Funds Seek Class Cert. In Wells Fargo MBS Suit
- Hedge Fund Shuts Doors After FBI Raid
- Funds Want Old GM Plan Blocked Over $369M Payment
- ATM Patent Suit Against First Niagara To Proceed
- Preemption And The Martin Act
- Ropes & Gray Lures Private Equity Atty From DLA Piper
- Homeowners Drop JPMorgan Mortgage Rate Fight
- Wachovia To Pay $12M To End ERISA Action
- Insurer Suit Over Wells Fargo Lending Program Lives
- Court Smashes Tousa $480M Disgorgement Order
- Bank Seeks $22M Coverage Over Ponzi Scheme Loans
- SEC Hits 3 IndyMac Execs With Fraud Charges
- BNY, Wells Fargo Cut Securities Fraud Action Claims
- Alleged Millennium Ponzi Schemer Settles With SEC
- Judge Stonewalls Doral In $130M Restitution Bid
- US Takes China Steel, Payment Card Disputes To WTO
- WexTrust Founder Settles With SEC Over $250M Fraud
- Continental To Settle Clawback Claims For Up To $25M
- MoFo Snags 2 Attys From Alston, Wilson Sonsini
- Ex-Credit Bancorp Exec Must Pay $35M In Civil Case
- 'Dallas' Star Hagman Loses $11.5M FINRA Award
- CDC's $41M Settlement Offer Over Failed IPO Rejected
- Careful, That News May Be Hot!
- Merrill Lynch, Rating Agencies Freed From ARS Action
- Obama Housing Plan Winds Down Fannie, Freddie
- Cooperator Lied In Wiretap Evidence, Rajaratnam Says
- State Street Sued By Ark. Fund Over Forex Deals
- Advanta Settles Class Action Claims, Wins Ch. 11 OK
- Mario Cuomo To Ref Madoff Trustee, Mets Showdown
- Pa. Broker Pleads Guilty To Insider Trading
- Insurer Seeks Quick Win In $4.5M WaMu Coverage Row
- Retirement Community Sues Over Lehman Swap Deals
- Political Pressure May Doom Exchange Megadeals
- Ex-Paul Hastings Atty Pays To Settle SEC Suit
- Whitney Shareholder Sues To Block $1.5B Hancock Buy
- EU Plans Bill To Rein In Auditors
- SEC To Probe Use Of ETFs For Insider Trading
- 2nd Circ. Revives Suit Over $4.5B Blackstone IPO
- CFTC Wants End Users Exempt From Swap Margin Rule
- The Viability Of Loss Mitigation Programs
- NM Judge Revives Vanderbilt Pay-For-Play Suit
- Dechert Fights Liability Claim In Dreier Scheme
- Vanguard Wants Gambling Investment Suit Tossed
- Shareholder Appeal Of $10B WaMu Deal Untimely: Judge
- Fed Gives Banks 2 Years To Meet Volcker Rule
- Judge Bars 3rd-Party Suits Against Madoff Relatives
- C-Bass Ch. 11 Plan Would Repay Unclassified Claims
- Life Insurance Bond Co. Defendants Deny $670M Fraud
- NYT, Dow, Others Cut From LendingTree Antitrust Suit
- Advanta Seeks OK For Liquidation-Heavy Ch. 11 Plan
- London, Toronto Exchanges To Merge Into $6B Giant
- Deutsche Boerse, NYSE Euronext In Merger Talks
- JPMorgan Seeks Transfer Of $6.4B Madoff Suit
- The 'New Normal' In ESI Preservation Duties: Part 2
- Accounting Firm Aided $5M BofA MDL Fund Theft: Suit
- Troutman Tries To Nix Taylor Bean Exec's Info Demand
- SEC Proposes Quick Registrations Without Ratings
- Wesco Investor Sues To Stop $548M Berkshire Deal
- Sunwest Settles With Merrill Over $2.2M Claim
- Visa Buys E-Commerce Platform PlaySpan For $190M
- 4 Charged In Expert Networking Trading Scheme
- UBS To Buy Back $1.5B In ARS To Settle NJ Claims
- Antitrust Suits Over Amex Rules Placed Into MDL
- JPMorgan, HSBC Silver Futures Cases Consolidated
- 2nd Circ. Blocks Adelphia Fraud Claims Against Banks
- FINRA Hits Citi With $6.4M Ruling Over MAT Funds
- WaMu Files New Ch. 11 Plan With Judge's Suggestions
- NY Judge Recuses Self From Extended Stay Loan Cases
- Fed Proposes Rule On Systemically Important Cos.
- BofA Tries To Nix Merrill Employee Benefits Action
- Ex-J&G Attys Lose Bids To Trim Tax Fraud Charges
- Ex-Lehman Execs Hid Subprime Woes, CalPERS Says
- Comfort Letters And Post-Year-End Offerings
- Hedge Fund Founder Ordered To Pay $3.8M
- Ex-Primary Global Executive Fights Trading Charges
- JPMorgan May Seek $400M From Ala. County Over Suit
- SEC Hits Wall Street Capital Funding With Fraud Suit
- Red Zone Hits Cadwalader With $13M Malpractice Suit
- FDIC Wants 3-Year Delay On Bonuses At Large Banks
- Shareholders Try To Revive Barclays Subprime Suit
- Insurance Exec Admits To Hiding $20M Loan Fraud
- 2nd Circ. Backs Arbitration For Blue Fish OT Claims
- Berkshire To Round Out Stake In Wesco For $548M
- Capital Blu Execs Looted $17M Commodity Pool: Jury
- Atheros Exec Settles With SEC In Galleon Trading Suit
- Fuel For Fire: Treasury's New Consumer Database
- BofA To Pay $410M To Exit Overdraft Fee MDL
- Miami Developers Get 10 Years For Tax Evasion
- Moore, MF Global Want Manipulation Suit Tossed
- Morgan Keegan Sues Chestnut For $1M Exxon Deal Fee
- KB Home Might Cover $180M Loan In South Edge Ch. 11
- Hedge Fund Loses Challenge Of Disclosure Rules
- CitiMortgage Withheld Sales Commissions, Suit Says
- Madoff Trustee Claims Mets Owners Owe Victims $300M
- WexTrust Exec Cops To $255M Ponzi Scheme
- A Review Of 2010 Criminal Antitrust Enforcement
- EU Revives Bid For Blocwide Collective Actions
- SEC Adds Civil Charges To Expert Networking Probe
- Mets' Owners Done Negotiating With Madoff Trustee
- TD Ameritrade To Pay $10M To Bury SEC Claims
- AXA Units To Pay $242M To Settle Coding Error Suit
- JPMorgan Knew Of Madoff Fraud, Trustee Says
- Northstar, Top Exec Settle Fraud Case For $11M
- Hedge Funds Fight $3.5B Smurfit-RockTenn Deal
- Lehman Inks $6.6B Deal With German Affiliate
- NY Tax Officials Object To Tribune Ch. 11 Plans
- Investors Sue BofA Over Foreclosure Foul-Ups
- Judge OKs $3M Deal In PFF Bancorp ERISA Action
- UK Adviser Pleads Not Guilty To Insider Trading
- Jones Day Raids Mayer Brown To Add 3 Finance Vets
- No Equity + No Other Assets = No Attorneys' Fees?!
- Hedge Funds Drive Porsche-VW Deal Case To 2nd Circ.
- MetLife Brokers Exempt From Advisers Act: 10th Circ.
- JPMorgan Whistleblower Asks To Keep Target Secret
- Money Manager Touting Royal Ties Pleads Guilty
- Danvers Shareholder Fights $493M People's United Buy
- Evidence At Issue As Rajaratnam Case Nears Start
- WaMu Contests Shareholders' Appeal Of Ch. 11 Deal
- Madoff Associate Fails To Block Investor Suits
- Countrywide Execs To Pay $6.5M To End Lending Suit
- Judge Nixes Investor Appeal In Mortgages Ltd. Ch. 11
- Banker Gets 40 Months For $1M Insider Trading Plot
- Investor Suit Over Verizon's Idearc Spinoff Gets Boot
- NY Broker Charged In $30M Pump-And-Dump Scheme
- Bear Stearns Workers Again Fail To Split Suit From MDL
- SEC Approves Facilities To Shine Light On Swap Trading
- Lehman Fights JPMorgan's Fraud Claims
- TD Hit With Class Action Over Class Actions
- The 'New Normal' In ESI Preservation Duties: Part 1
- 11th Circ. Denies SunTrust Appeal Over Attys' Fees
- NY Appeals Court Scraps $5.7B CDO Suit V. Merrill
- Citigroup Acquires EMI, Cuts $3.6B In Debt
- Judge Orders Rajaratnam To Give Wiretaps To SEC
- Hedge Funds Object To Probe Request In WaMu Ch. 11
- SEC Seeks Sanctions In McGinn Smith Fraud Case
- Probe Of BNY Mellon Halted In Basell Investor Suit
- Tourre Asks Court To Enforce RBS Subpoena
- BofA Exits Call Center FLSA Action
- Jackson Hewitt Sues H&R Block Over Ad Campaign
- J.Crew Investors Back Out Of $10M Deal Over Buyout
- Ex-New Castle Exec To Pay $3.5M In SEC's Galleon Suit
- Thoughts On The 2011 State Of The Union
- Grand Wailea Owner Seeks Ch. 11 Amid Foreclosure
- SEC OKs FINRA's All-Public Arbitration Panel Rule