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Mealeys

MLex

June 11, 2015

Securities Exchange Commission v. Yudell et al

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Case overview

Case Number:

1:15-cv-04548

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Jesse M. Furman

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 12, 2015

    SEC Hits NY Broker Over $4.1M Share-Purchase Scheme

    The U.S. Securities and Exchange Commission on Thursday filed suit against a New York broker for selling unregistered securities through a web of related entities including Oxford Capital Advisors LLC in a four-year scheme through which he netted at least $4.1 million in ill-gotten gains.

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