Securities & Exchange Commission v. Franzone et al

Track this case

Case overview

Case Number:

1:21-cv-03619

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Colleen McMahon

Firms

  1. June 15, 2021

    Fla. Fraudster To Face Criminal Charges First, Judge Rules

    A New York federal judge on Tuesday granted the U.S. Department of Justice's request to pause a civil suit accusing a Florida man of lying to clients about his hedge fund to get them to pump $40 million into worthless investments until after the conclusion of a parallel criminal case.

  2. April 26, 2021

    Fla. Hedge Funder Charged With $40M Fraud

    A Florida investment adviser has been arrested on charges of lying to clients about his hedge fund to get them to pump $40 million into worthless investments, federal authorities said.