Analysis

SEC Pursuing MBS Traders Despite Prosecutors' Early Flop

By Carmen Germaine · May 16, 2017, 10:58 PM EDT

The U.S. Securities and Exchange Commission's civil case against two former traders alleging they lied to customers about prices for mortgage-backed securities is the second such case the agency has brought...

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Case Information

Case Title

Securities and Exchange Commission v. Chan

Case Number

1:17-cv-03605

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

May 15, 2017


Case Title

Securities and Exchange Commission v. Im

Case Number

1:17-cv-03613

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

May 15, 2017