11th Circ. Says SLUSA Bars Penn Mutual Client's Class Claims

By Gina Kim · May 31, 2022, 7:48 PM EDT

The Eleventh Circuit on Tuesday refused to revive a Georgia investor's claims for breach of fiduciary duty against Penn Mutual Life Insurance Co. and its investment firm subsidiary for self-dealing, ruling...

To view the full article, register now.

Documents

Case Information

Case Title

Jeffrey Cochran v. The Penn Mutual Life Ins., et al

Case Number

20-13477

Court

Appellate - 11th Circuit

Nature of Suit

3850 Securities, Commodities, Exchange

Date Filed

September 11, 2020