June 17, 2022
A former Wells Fargo Advisors LLC employee won't have another chance to overturn the $1.6 million Financial Industry Regulatory Authority arbitration award that the company won against him, after the full Third Circuit declined on Friday to rehear a panel's decision.
May 09, 2022
The Third Circuit on Monday declined to throw out a $1.6 million Financial Industry Regulatory Authority arbitration award that Wells Fargo Advisors LLC won from a former employee, rejecting the ex-advisor's arguments that making him repay loans secured by his bonuses went against public policy.
November 17, 2021
A former Wells Fargo Advisors LLC employee urged the Third Circuit on Wednesday to undo a $1.6 million Financial Industry Regulatory Authority arbitration award the company won in a commission dispute, citing public policy targeting illegal employment contract terms.
November 05, 2021
Smith & Wesson and Aetna are among the companies that will turn to the Third Circuit this month to mount constitutional and confidentiality challenges, part of a lively docket that also includes labor and racketeering matters.