SEC Says NC Insurance Execs Stole $75M From Clients

By Katryna Perera · August 30, 2022, 8:38 PM EDT

The U.S. Securities and Exchange Commission filed suit Tuesday against two North Carolina-based insurance executives and their Malta-based registered investment adviser for allegedly defrauding clients out of more than $75 million...

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Documents

Case Information

Case Title

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al

Case Number

1:22-cv-00715

Court

North Carolina Middle

Nature of Suit

Securities/Commodities

Date Filed

August 30, 2022