Ex-NC Insurance Exec Agrees To Settle SEC's $75M Fraud Suit

By Katryna Perera · June 13, 2023, 6:55 PM EDT

The U.S. Securities and Exchange Commission has asked a North Carolina federal judge to approve a settlement with former insurance executive Christopher Herwig, who the SEC claims defrauded clients out of...

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Case Information

Case Title

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al

Case Number

1:22-cv-00715

Court

North Carolina Middle

Nature of Suit

Securities/Commodities

Date Filed

August 30, 2022