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October 11, 2023

United States Securities and Exchange Commission v. Barry, et al.

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Case Number:

23-2699

Court:

Appellate - 9th Circuit

Nature of Suit:

 

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 11, 2025

    9th Circ. Affirms SEC Win In Life Insurance Investment Row

    The Ninth Circuit ruled in a published opinion Monday that fractional interests in life settlements are investment contracts and thus securities, backing the U.S. Securities and Exchange Commission's win against Pacific West Capital Group agents, who the SEC alleged sold unregistered securities and didn't properly register as broker-dealers.

1 other articles on this case. View all »

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