SEC Wins Atlanta Trial Over $1.7M Retirement Savings Scam

By Rachel Scharf · March 22, 2022, 4:34 PM EDT

The U.S. Securities and Exchange Commission scored an Atlanta jury verdict Monday finding a former affiliate of LPL Financial illegally netted $1.7 million by convincing hundreds of federal employees to shift...

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Case Information

Case Title

Securities and Exchange Commission v. Keystone Capital Partners, Inc. et al

Case Number

1:17-cv-02873

Court

Georgia Northern

Nature of Suit

Securities/Commodities

Date Filed

July 31, 2017