October 09, 2020

Christopher Caputo v. Wells Fargo Advisors LLC

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Case Number:

20-3059

Court:

Appellate - 3rd Circuit

Nature of Suit:

4896 Arbitration

Companies

Sectors & Industries:

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 17, 2022

    3rd Circ. Won't Redo Wells Fargo Win Over $1.6M Award

    A former Wells Fargo Advisors LLC employee won't have another chance to overturn the $1.6 million Financial Industry Regulatory Authority arbitration award that the company won against him, after the full Third Circuit declined on Friday to rehear a panel's decision.

3 other articles on this case. View all »

Parties

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