3rd Circ. Won't Redo Wells Fargo Win Over $1.6M Award

By Irene Spezzamonte · June 17, 2022, 6:29 PM EDT

A former Wells Fargo Advisors LLC employee won't have another chance to overturn the $1.6 million Financial Industry Regulatory Authority arbitration award that the company won against him, after the full...

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Case Information

Case Title

Christopher Caputo v. Wells Fargo Advisors LLC

Case Number

20-3059

Court

Appellate - 3rd Circuit

Nature of Suit

4896 Arbitration

Date Filed

October 09, 2020