January 04, 2023
The Third Circuit on Wednesday backed the tossing of a former Citigroup executive's whistleblower claims under the Sarbanes-Oxley Act, writing in a precedential opinion that "untimeliness dooms his case" even though the court has jurisdiction.
August 06, 2019
The Third Circuit pulled an ex-Citigroup complaint monitor's whistleblower retaliation claim out of arbitration Tuesday, saying his arbitration agreement with the company allows him to pursue Sarbanes-Oxley Act, or SOX, claims in court.
June 04, 2019
The Third Circuit questioned Tuesday why a fired Citigroup executive should be compelled to arbitrate his whistleblower lawsuit alleging his former employer hid quality control problems from regulators, given the existence of both a law and a revised employment agreement that suggest the claim belongs in court.