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Latest News in Asset Management

• July 28, 2025

  SEC Gets Early Win In Fraud Case Against Ex-Citi, Cetera Rep

  A New York federal court has granted the U.S. Securities and Exchange Commission a summary judgment win in the regulator's securities fraud case against a former Citigroup and Cetera registered representative, in a case accusing her of stealing $2.4 million from an elderly client.

• July 28, 2025

  PE Firm Scores New Trial After Losing $1.1M Shareholder Suit

  The Connecticut Supreme Court on Monday threw out a $1.1 million verdict and ordered a new trial in a minority member's lawsuit against three other CCP Equity Partners LLC members, holding that a trial court judge misconstrued the private equity firm's operating agreement and inaccurately instructed the jury.

• July 28, 2025

  What To Know As SEC Looks To Expand Private Fund Access

  As the U.S. Securities and Exchange Commission considers expanding retail access to private markets, understanding how these funds operate — and the role of financial intermediaries in guiding investors — is increasingly important, say attorneys at K&L Gates.

• July 28, 2025

  Space Tech Startup Firefly Launches Plans For $599M IPO

  Private equity-backed space and defense technology company Firefly Aerospace on Monday announced terms for its initial public offering, with plans to raise approximately $599 million.

• July 28, 2025

  KKR Plugs AU$500M Into Australian Renewable Energy Biz

  Private equity giant KKR on Monday said that it has agreed to invest AU$500 million ($326.3 million) into Australian renewable energy company CleanPeak Energy to help it grow its distributed energy platform.

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