Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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July 02, 2026
Silicon Valley Bank's ex-CEO testified Thursday during a California federal bench trial over the FDIC's claims that the bank's brass mismanaged its assets, acknowledging during a tense examination that he received multimillion-dollar payouts and sold nearly $30 million in stock while regulators downgraded SVB's risk management rating ahead of its collapse.
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July 02, 2026
A California federal court has ordered a cannabis business and two of its executives to pay nearly $43 million in a suit brought by the U.S. Securities and Exchange Commission for allegedly raising more than $50 million from investors based on what the SEC alleged was "wildly inflated financial information."
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July 02, 2026
As investors in Argentine oil and gas exploration company YPF SA gear up for a multibillion-dollar arbitration against Argentina, disputes still remain over exactly what discovery from a parallel proceeding in New York can be used in the arbitration, according to documents filed Thursday.
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July 02, 2026
The Federal Reserve has freed BNP Paribas from a 2017 consent order tied to its foreign exchange trading operations, ending an enforcement action that came with a more than $246 million fine and was one of several to target big banks over past price-fixing concerns.
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July 02, 2026
With several blockbuster initial public offerings pricing over the past few months, 2026 has proven to be a stronger year for public debuts than capital markets attorneys expected, though investors remain selective in where they put their dollars, favoring some industries over others.
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