Financial Services AU

Law360 ® Australia Financial Services covers the legal forces shaping Australia's financial sector - from regulatory enforcement and legislative reform to litigation and major transactions. Built for lawyers and legal professionals, it tracks the developments that matter across banks, insurers, superannuation funds, asset managers, and fintechs.



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Latest News in Financial Services AU

  • August 14, 2026

    KPMG Aust. CEO Says Firm 'Absolutely Failed' Whistleblower

    KPMG Australia CEO John Sams told a parliamentary committee on Friday that the firm had "absolutely failed" a whistleblower who had raised concerns about the firm misusing confidential client information to win more audit work, as the committee's chair questioned the firm's partnership structure.

  • August 14, 2026

    Senator Sharma Slams 'Arrogance' Of Diversa Bonus Payout

    Liberal Senator Dave Sharma has used parliamentary privilege to accuse Diversa Trustees of "astonishing arrogance" for awarding large management bonuses while members invested $300 million into the collapsed First Guardian, and calling for swift regulatory action.

  • August 14, 2026

    Allens, Ashurst Stand By 'Unsatisfactory' KPMG Work

    Allens and Ashurst Perkins Coie defended their legal advice and whistleblower investigations for KPMG Australia, despite senators at a parliamentary inquiry on Friday describing Ashurst's reports as "unsatisfactory" and Allens' work as "very poor."

  • August 14, 2026

    Fed Court Admits to Underpaying Casuals Due to Payroll Error

    The Federal Court of Australia has admitted to underpaying almost 250 of its casual employees due to a "payroll configuration issue," requiring about $77,000 in remediation payments.

  • August 14, 2026

    KPMG Backs Audit Licence, Against Non-Auditing Service Ban

    KPMG Australia said that it supports licensing audit firms but warned against banning auditing firms from offering non-auditing services or forcing them to impose operational or structural separation between those offerings, in its response to an inquiry driven in part by its own handling of whistleblower allegations.

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Financial Services AU

Areas of Coverage

  • LITIGATION
  • Litigation involving financial companies or executives
  • Federal Court and Supreme Court financial services cases
  • Class actions and shareholder suits
  • Financial reporting misconduct
  • Superannuation trustee service failures
  • Poor private credit practices
  • AGENCIES
  • Australian Securities and Investments Commission (ASIC)
  • Australian Prudential Regulation Authority (APRA)
  • Reserve Bank of Australia (RBA)
  • Australian Competition and Consumer Commission (ACCC)
  • Australian Transaction Reports and Analysis Centre (AUSTRAC)
  • Financial Services Council (FSC)
  • Australian Financial Complaints Authority (AFCA)
  • POLICY & REGULATION
  • Australian financial regulation, policy proposals, and legislative reform
  • Financial legislation and amendments in the Australian Parliament
  • Prudential and conduct regulatory standards and guidance
  • International financial regulation with impact on Australian markets
  • ENFORCEMENT
  • Fraud investigations and regulatory actions
  • Insider trading and market misconduct
  • Money laundering and financial crime
  • Breach of financial services license conditions
  • Kickback, bribery, and corruption cases
  • Auditor misconduct
  • PROFILES
  • Interviews with senior lawyers and regulatory officials
  • Personnel moves
  • Judicial and regulatory appointments

Readership

  • Financial services lawyers and barristers at leading Australian law firms
  • Corporate counsel and compliance officers at top Australian companies
  • Executives and attorneys at banks, investment firms, superannuation funds, and other financial organizations
  • International financial services attorneys with Australian market interests
  • Information professionals at law firms, agencies, and companies
  • Policymakers at Australian federal and state government agencies
  • Judges and court staff
  • Solicitor and law firm marketing professionals