Capital Markets

Capital Markets Law360 provides breaking news and analysis on the capital markets sector. Coverage includes stock and bond offerings, mortgage-backed securities, foreign exchange, follow-on offerings, and debt deals, as well as related litigation and policy developments.



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Latest News in Capital Markets

  • April 28, 2017

    Delfasco Can't Buy Bankrupt Conco Until 2019, 6th Circ. Says

    The Sixth Circuit on Friday rejected an appeal by shareholders of bankrupt military contractor Conco Inc. to allow its main competitor, Delfasco LLC, to purchase the company, affirming the findings of bankruptcy and district courts that the sale would violate a court-confirmed Chapter 11 reorganization plan.

  • April 28, 2017

    US Investors In Chinese Online Lender Fight To Preserve Suit

    Shareholders in Chinese peer-to-peer lending company Yirendai Ltd. asked a California federal judge on Thursday to keep their securities fraud suit against the company and its executives alive, saying their request to dismiss the case rested on mischaracterizations and factual arguments the court couldn’t consider.

  • April 28, 2017

    6 Cos. Price IPOs Totaling $1B To Conclude Flurry Of Deals

    Six companies raised nearly $1 billion from initial public offerings late Thursday in a blitz of deals capping a busy week, including technology “unicorn” Cloudera Inc., which raised $225 million after pricing above range and promptly saw its shares rally in debut trading Friday.

  • April 28, 2017

    Flawed Analyses Undermine Gold Price-Fixing Suit, Banks Say

    Barclays Bank PLC and three other banks want another shot at tossing a proposed class action accusing them of manipulating a benchmark gold price, telling a New York federal court in a letter that they have discovered errors in the statistical evidence marshaled against them.

  • April 28, 2017

    FINRA Charges Broker Over Misleading Offering Docs

    The Financial Industry Regulatory Authority filed charges Thursday against a broker who allegedly raised more than $1.6 million from his customers using misleading offering documents that omitted facts about his fund, including that the assets were actually controlled by a fraudster who lost $650,000 of the cash.

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Capital Markets

Areas of Coverage

  • TRANSACTIONS
  • High-yield debt, corporate bond, convertible debt, and hybrid offerings
  • Share buybacks and stock splits
  • Stock- or debt-funded acquisitions
  • Distressed investments and bankruptcy proceedings
  • Joint ventures
  • Capital instruments, including mezzanine and venture
  • Leveraged buyouts
  • Real estate investment trust deals
  • AGENCIES
  • Financial Industry Regulatory Authority
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of the Treasury
  • Public Company Accounting Oversight Board
  • U.S. Securities and Exchange Commission
  • European Securities and Markets Authority
  • European Central Bank
  • European Commission
  • UK Financial Conduct Authority
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Delaware corporate law
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Corporate governance cases, including those over leadership changes, executive compensation, and shareholder rights
  • Competition disputes
  • Privacy issues
  • PROFILES
  • Personnel moves
  • Profiles of capital markets practices

Readership

  • Capital markets lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the capital markets industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals