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Latest News in Capital Markets

• March 31, 2026

  CFTC Enforcement Chief Touts Self-Reporting Policy

  The U.S. Commodity Futures Trading Commission's enforcement chief said Tuesday that the agency plans to give entities a "clear path" to avoiding cases if they self-report issues early, but warned that the agency plans to staff up to pursue fraud and manipulation, including in burgeoning prediction markets.

• March 31, 2026

  Fed Will Take Fresh Look At Insider Loan Rules, Bowman Says

  Federal Reserve Vice Chair for Supervision Michelle Bowman signaled Tuesday that changes could be on the horizon for a set of longstanding rules that limit banks' lending to their own executives and other insiders, identifying them as an upcoming target for reconsideration.

• March 31, 2026

  DOL's Push To Curb 401(k) Suits Could Face Court Challenges

  The U.S. Department of Labor's recent proposal to give retirement plan fiduciaries legal cover to select a broader range of investments aims to reduce ERISA litigation, but attorneys on both sides of the bar say they expect the rule to face legal challenges if finalized as proposed.

• March 31, 2026

  BioPharma Spoofing Suit Against Canadian Banks Proceeds

  A New York federal judge has ruled that Quantum BioPharma Ltd. can pursue most of its lawsuit accusing the brokerage arms of the Royal Bank of Canada and the Canadian Imperial Bank of Commerce of spoofing the biopharmaceutical company's stock, finding that Quantum plausibly alleged that the scheme occurred and that the banks acted recklessly.

• March 31, 2026

  PCAOB Calls For Public Input On Five-Year Plan

  The Public Company Accounting Oversight Board on Tuesday put out a call for public feedback on how it should prioritize its regulatory and enforcement efforts over the next five years, including a request for input on what role artificial intelligence should play in its efforts to police auditors.

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