Capital Markets

Capital Markets Law360 provides breaking news and analysis on the capital markets sector. Coverage includes stock and bond offerings, mortgage-backed securities, foreign exchange, follow-on offerings, and debt deals, as well as related litigation and policy developments.



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Latest News in Capital Markets

  • December 11, 2017

    SEC Chair Urges Main Street To Tread Cautiously With ICOs

    U.S. Securities and Exchange Commission Chairman Jay Clayton, acting in response to a surge in public awareness of cryptocurrencies and initial coin offerings, acknowledged the potential value of the innovative technologies on Monday but urged “Main Street” investors to look before they leap.

  • December 11, 2017

    Bitcoin Futures Bring Digital Currencies To Wider Market

    The launch of bitcoin futures trading will likely pave the way for broader market acceptance of cryptocurrencies as investment products, experts said Monday, volatility risks notwithstanding.

  • December 11, 2017

    SEC Sues Conn. Firm And CEO Over 'Mark-Ups,' Fees

    A Connecticut investment advisory firm and its top executive generated roughly $780,000 in undisclosed “mark-ups” and fees by sticking clients with risky securities from the firm’s proprietary brokerage account and costlier share classes of mutual funds, the U.S. Securities and Exchange Commission said in a suit filed Monday.

  • December 11, 2017

    KKR, FS Investments Team Up For $18B Biz Development Co.

    Alternative investment manager FS Investments said Monday it is teaming up with KKR & Co. LP to create an $18 billion business development company, ending a partnership with Blackstone Group LP’s credit investment platform.

  • December 11, 2017

    FDIC Says Judge Should Overlook Citibank Refusal To OK Suit

    The Federal Deposit Insurance Corp. on Friday urged a New York federal judge to let its cases against Citibank, U.S. Bank and Bank of New York Mellon on behalf of a failed Texas bank go ahead even though Citibank has refused to ratify the cases, saying it has fixed the legal issues that resulted in the suits’ dismissal without Citibank’s signature.

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Capital Markets

Areas of Coverage

  • TRANSACTIONS
  • High-yield debt, corporate bond, convertible debt, and hybrid offerings
  • Share buybacks and stock splits
  • Stock- or debt-funded acquisitions
  • Distressed investments and bankruptcy proceedings
  • Joint ventures
  • Capital instruments, including mezzanine and venture
  • Leveraged buyouts
  • Real estate investment trust deals
  • AGENCIES
  • Financial Industry Regulatory Authority
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of the Treasury
  • Public Company Accounting Oversight Board
  • U.S. Securities and Exchange Commission
  • European Securities and Markets Authority
  • European Central Bank
  • European Commission
  • UK Financial Conduct Authority
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Delaware corporate law
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Corporate governance cases, including those over leadership changes, executive compensation, and shareholder rights
  • Competition disputes
  • Privacy issues
  • PROFILES
  • Personnel moves
  • Profiles of capital markets practices

Readership

  • Capital markets lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the capital markets industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals